Frederick J. Lynch - 21 Mar 2022 Form 4 Insider Report for H-CYTE, INC.

Reporting relationship: 10%+ Owner
Issuer ticker: N/A
Reported as of: 21 Mar 2022
Net transaction value: +$233,010
SEC form: 4
Accepted by SEC: 23 Mar 2022, 08:00:59 UTC
Prior SEC filing: 17 Feb 2022
Next SEC filing: 02 May 2022
Source filing: View source filing
Reporting owner signature: /s/ Frederick J. Lynch

Key filing fact

Frederick J. Lynch filed Form 4 for H-CYTE, INC. on 23 Mar 2022.

Key facts

This page summarizes Frederick J. Lynch's Form 4 filing for H-CYTE, INC..
3 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 23 Mar 2022, 08:00.

Change

Previous filing in this sequence was filed on 17 Feb 2022.
Current net transaction value: +$233,010.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HCYT transaction

COMMON STOCK

Exercise of in-the-money or at-the-money derivative security

Transaction value: $116,505
Shares: +8,321,785
Change %
Price: $0.0140
Shares after: 8,321,785
Date: 21 Mar 2022
Ownership: (SEE FOOTNOTE)
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HCYT transaction Derivative

STOCK PURCHASE WARRANTS

Exercise of in-the-money or at-the-money derivative security

Transaction value
Shares: -8,321,785
Change %: -32%
Price
Shares after: 17,886,434
Date: 21 Mar 2022
Ownership: (SEE FOOTNOTE)
Underlying class: COMMON STOCK
Underlying amount: 8,321,785
Exercise price: $0.0140
Footnotes: F1, F2

HCYT transaction Derivative

STOCK PURCHASE WARRANTS

Other

Transaction value: $116,505
Shares: +8,321,785
Change %
Price: $0.0140
Shares after: 8,321,785
Date: 21 Mar 2022
Ownership: (SEE FOOTNOTE)
Underlying class: COMMON STOCK
Underlying amount: 8,321,785
Exercise price: $0.0140
Footnotes: F1, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Securities held of record by CFRS Investments, LLC, of which Frederick J. Lynch is the sole manager. Each reporting person disclaims beneficial ownership of the securities except to the extent of its or his pecuniary interest therein.

Footnote F2

Received in connection with variable conversion price notes. No additional consideration was paid for warrants. Exercise price became fixed at closing of Qualified Financing.

Footnote F3

Represents five-year inducement warrants received from the issuer in connection with the exercise of the ten-year warrants.