Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | HCYT | Series A Preferred Stock | Sep 24, 2020 | Common Stock | 51.2M | See Footnote | F1, F2, F3 | |||||||
holding | HCYT | Stock Purchase Warrants | Sep 24, 2020 | Common Stock | 26.2M | $0.01 | See Footnote | F3, F4 |
Id | Content |
---|---|
F1 | Redeemable at option of requisite number of holders in specified circumstances. |
F2 | Series A stock is convertible into common stock on a 1:1 basis. |
F3 | Securities held of record by CFRS Investments, LLC, of which Frederick J. Lynch is the sole manager. Each reporting person disclaims beneficial ownership of the securities except to the extent of its or his pecuniary interest therein. |
F4 | Not applicable. |