Stephen P. Holt - 07 May 2021 Form 4/A - Amendment Insider Report for MICROVISION, INC. (MVIS)

Source evidence Original filing metadata and source links for verification. 6 source fields
SEC form
4/A - Amendment
Accepted by SEC
17 Aug 2021, 19:16:20 UTC
Original report date
11 May 2021
Prior SEC filing
17 Aug 2021
Next SEC filing
26 May 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Stephen P. Holt

Key filing fact

Stephen P. Holt filed Form 4/A - Amendment for MICROVISION, INC. (MVIS) on 17 Aug 2021.

Key facts

  • This page summarizes Stephen P. Holt's Form 4/A - Amendment filing for MICROVISION, INC. (MVIS).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 17 Aug 2021, 19:16.

Change

  • Previous filing in this sequence was filed on 17 Aug 2021.
  • Current net transaction value: -$836,784.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MVIS transaction

Common Stock

Options Exercise

Transaction value
$108,550
Shares
+65,000
Change %
+57%
Price
$1.67
Shares after
178,917
Date
07 May 2021
Ownership
Direct
Footnotes
F1
MVIS transaction

Common Stock

Sale

Transaction value
$945,334
Shares
-65,000
Change %
-36%
Price
$14.54*
Shares after
113,917
Date
07 May 2021
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MVIS transaction Derivative

Non-qualified Stock Option

Options Exercise

Transaction value
$0
Shares
-65,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
07 May 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
65,000
Exercise price
$1.67
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

This amended report supersedes the Form 4 filed by the reporting person on May 11, 2021, which inadvertently failed to report the shares of common stock acquired upon exercise of the option and the subsequent open market sale of such shares.

Footnote F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.50 to $14.55. The reporting person undertakes to provide to the SEC, upon request, full information regarding the number of shares sold at each separate price within this reported range.

Footnote F3

The Form 4 filed by the reporting person on May 11, 2021 incorrectly reported an exercise price of $14.5436.

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