Stephen P. Holt - 16 Mar 2021 Form 4/A - Amendment Insider Report for MICROVISION, INC. (MVIS)

Role
CFO
Signature
Stephen P. Holt
Issuer symbol
MVIS
Transactions as of
16 Mar 2021
Net transactions value
-$601,624
Form type
4/A - Amendment
Filing time
17 Aug 2021, 19:22:19 UTC
Date Of Original Report
18 Mar 2021
Next filing
17 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MVIS Common Stock Options Exercise $88,000 +40,000 +35% $2.20 153,917 16 Mar 2021 Direct F1
transaction MVIS Common Stock Sale $689,624 -40,000 -26% $17.24* 113,917 16 Mar 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MVIS Non-qualified Stock Option Options Exercise $0 -40,000 -100% $0.000000* 0 16 Mar 2021 Common Stock 40,000 $2.20 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This amended report supersedes the Form 4 filed by the reporting person on March 18, 2021, which inadvertently failed to report the shares of common stock acquired upon exercise of the option and the subsequent open market sale of such shares.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.20 to $17.2702. The reporting person undertakes to provide to the SEC, upon request, full information regarding the number of shares sold at each separate price within this reported range.
F3 The Form 4 filed by the reporting person on March 18, 2021 incorrectly reported an exercise price of $17.2406.