Joseph Sirosh - 17 Aug 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
19 Aug 2022, 18:01:39 UTC
Prior SEC filing
05 Aug 2022
Next SEC filing
16 Jun 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Bradley K. Serwin, as attorney-in-fact

Key filing fact

Joseph Sirosh filed Form 4 for Compass, Inc. (COMP) on 19 Aug 2022.

Key facts

  • This page summarizes Joseph Sirosh's Form 4 filing for Compass, Inc. (COMP).
  • 3 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 19 Aug 2022, 18:01.

Change

  • Previous filing in this sequence was filed on 05 Aug 2022.
  • Current net transaction value: -$868,125.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

COMP transaction

Class A Common Stock

Sale

Transaction value
$289,680
Shares
-71,881
Change %
-13%
Price
$4.03
Shares after
479,137
Date
17 Aug 2022
Ownership
Direct
Footnotes
F1, F2
COMP transaction

Class A Common Stock

Sale

Transaction value
$290,395
Shares
-71,880
Change %
-15%
Price
$4.04
Shares after
407,257
Date
18 Aug 2022
Ownership
Direct
Footnotes
F1, F3
COMP transaction

Class A Common Stock

Sale

Transaction value
$288,049
Shares
-78,702
Change %
-19%
Price
$3.66
Shares after
328,555
Date
19 Aug 2022
Ownership
Direct
Footnotes
F1, F4
COMP holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
50
Date
17 Aug 2022
Ownership
See footnote
Footnotes
F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 27, 2022.

Footnote F2

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.88 to $4.30 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F3

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.86 to $4.11 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F4

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.61 to $3.81 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F5

Represents 50 shares of Class A Common Stock held by Mr. Sirosh's son, who currently resides in Mr. Sirosh's household.

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