Joseph Sirosh - 03 Aug 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
03 Aug 2022
Net transactions value
-$10,493
Form type
4
Filing time
05 Aug 2022, 16:51:40 UTC
Previous filing
08 Jul 2022
Next filing
19 Aug 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +9,490 +1.7% $0.000000 553,661 03 Aug 2022 Direct F1
transaction COMP Class A Common Stock Tax liability $10,493 -2,643 -0.48% $3.97 551,018 03 Aug 2022 Direct F2
holding COMP Class A Common Stock 50 03 Aug 2022 See footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -9,490 -17% $0.000000 47,430 03 Aug 2022 Class A Common Stock 9,490 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 Represents 50 shares of Class A Common Stock held by Mr. Sirosh's son, who currently resides in Mr. Sirosh's household.
F4 The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested and exercisable on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.