Key facts
- This page summarizes Anand Mehta's Form 4 filing for Compass, Inc. (COMP).
- 5 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 07 Dec 2021, 17:39.
Anand Mehta - 03 Dec 2021 Form 4 Insider Report for Compass, Inc. (COMP)
- Reporting relationship
- Chief People Officer
- Issuer ticker
- COMP
- Reported as of
- 03 Dec 2021
- Net transaction value
- -$30,681
- SEC form
- 4
- Accepted by SEC
- 07 Dec 2021, 17:39:19 UTC
- Prior SEC filing
- 01 Nov 2021
- Next SEC filing
- 23 Dec 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Bradley K. Serwin, as attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Anand Mehta filed Form 4 for Compass, Inc. (COMP) on 07 Dec 2021.
Change
- Previous filing in this sequence was filed on 01 Nov 2021.
- Current net transaction value: -$30,681.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
COMP
transaction
Class A Common Stock
Options Exercise
- Transaction value
- Shares
- +7,170
- Change %
- +13%
- Price
- Shares after
- 63,900
- Date
- 03 Dec 2021
- Ownership
- Direct
- Footnotes
- F1
COMP
transaction
Class A Common Stock
Tax liability
- Transaction value
- $30,681
- Shares
- -3,324
- Change %
- -5.2%
- Price
- $9.23
- Shares after
- 60,576
- Date
- 03 Dec 2021
- Ownership
- Direct
- Footnotes
- F2
COMP
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 40,000
- Date
- 03 Dec 2021
- Ownership
- See footnote
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
COMP
transaction
Derivative
Restricted Stock Unit (RSU)
Options Exercise
- Transaction value
- $0
- Shares
- -4,320
- Change %
- -2.2%
- Price
- $0.000000
- Shares after
- 190,140
- Date
- 03 Dec 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 4,320
- Exercise price
- Footnotes
- F1, F4
COMP
transaction
Derivative
Restricted Stock Unit (RSU)
Options Exercise
- Transaction value
- $0
- Shares
- -1,350
- Change %
- -11%
- Price
- $0.000000
- Shares after
- 10,800
- Date
- 03 Dec 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 1,350
- Exercise price
- Footnotes
- F1, F5
COMP
transaction
Derivative
Restricted Stock Unit (RSU)
Options Exercise
- Transaction value
- $0
- Shares
- -1,500
- Change %
- -4.8%
- Price
- $0.000000
- Shares after
- 30,017
- Date
- 03 Dec 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 1,500
- Exercise price
- Footnotes
- F1, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
Footnote F2
Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
Footnote F3
Represents 40,000 shares of Class A Common Stock held of record by Ursidae Family Trust.
Footnote F4
The RSUs vest 20% of the total shares on July 22, 2021 and 1.6667% monthly thereafter, with 100% of the total shares vested on July 22, 2025, subject to continued service through each vesting date.
Footnote F5
The RSUs vest as to 50% of the total shares on July 22, 2021 and 4.1666% monthly thereafter, with 100% of the total shares vested on July 22, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.
Footnote F6
The RSUs vest as to 4.1666% of the total shares on a monthly basis starting August 21, 2021, with 100% of the total shares vested on July 21, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.