Anand Mehta - Oct 28, 2021 Form 4 Insider Report for Compass, Inc. (COMP)

Role: Chief People Officer
Signature: /s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol: COMP
Transactions as of: Oct 28, 2021
Transactions value $: -$423,437
Form type: 4
Date filed: 11/1/2021, 06:38 PM
Previous filing: Sep 29, 2021
Next filing: Dec 7, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	COMP	Class A Common Stock	Award	$0	+89.6K		$0.00	89.6K	Oct 28, 2021	Direct	F1
transaction	COMP	Class A Common Stock	Tax liability	-$423K	-32.9K	-36.67%	$12.89	56.7K	Oct 28, 2021	Direct	F2
holding	COMP	Class A Common Stock						40K	Oct 28, 2021	See footnote	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	COMP	Restricted Stock Unit (RSU)	Disposed to Issuer	$0	-64.8K	-25%	$0.00	194K	Oct 28, 2021	Class A Common Stock	64.8K		Direct	F1, F4
transaction	COMP	Restricted Stock Unit (RSU)	Disposed to Issuer	$0	-20.3K	-62.51%	$0.00	12.2K	Oct 28, 2021	Class A Common Stock	20.3K		Direct	F1, F5
transaction	COMP	Restricted Stock Unit (RSU)	Disposed to Issuer	$0	-4.5K	-12.49%	$0.00	31.5K	Oct 28, 2021	Class A Common Stock	4.5K		Direct	F1, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2	Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3	Represents 40,000 shares of Class A Common Stock held of record by Ursidae Family Trust.
F4	The RSUs vest 20% of the total shares on July 22, 2021 and 1.6667% monthly thereafter, with 100% of the total shares vested on July 22, 2025, subject to continued service through each vesting date.
F5	The RSUs vest as to 50% of the total shares on July 22, 2021 and 4.1666% monthly thereafter, with 100% of the total shares vested on July 22, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.
F6	The RSUs vest as to 4.1666% of the total shares on a monthly basis starting August 21, 2021, with 100% of the total shares vested on July 21, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.