William Schuh - 22 Jun 2022 Form 4 Insider Report for Anaplan, Inc.

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
27 Jun 2022, 21:12:37 UTC
Prior SEC filing
14 Jun 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Gary Spiegel, Attorney-in-Fact

Key filing fact

William Schuh filed Form 4 for Anaplan, Inc. on 27 Jun 2022.

Key facts

  • This page summarizes William Schuh's Form 4 filing for Anaplan, Inc..
  • 7 reported transactions and 5 derivative rows are listed below.
  • Accepted by SEC: 27 Jun 2022, 21:12.

Change

  • Previous filing in this sequence was filed on 14 Jun 2022.
  • Current net transaction value: -$19,581,131.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PLAN transaction

Common Stock

Award

Transaction value
Shares
+10,932
Change %
+41%
Price
Shares after
37,372
Date
22 Jun 2022
Ownership
Direct
Footnotes
F1
PLAN transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-37,372
Change %
-100%
Price
Shares after
0
Date
22 Jun 2022
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PLAN transaction Derivative

Restricted Stock Units

Disposed to Issuer

Transaction value
$3,432,746
Shares
-53,847
Change %
-100%
Price
$63.75
Shares after
0
Date
22 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
53,847
Exercise price
Footnotes
F3
PLAN transaction Derivative

Restricted Stock Units

Disposed to Issuer

Transaction value
$2,424,412
Shares
-38,030
Change %
-100%
Price
$63.75
Shares after
0
Date
22 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
38,030
Exercise price
Footnotes
F3
PLAN transaction Derivative

Restricted Stock Units

Disposed to Issuer

Transaction value
$1,437,371
Shares
-22,547
Change %
-100%
Price
$63.75
Shares after
0
Date
22 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
22,547
Exercise price
Footnotes
F3
PLAN transaction Derivative

Restricted Stock Units

Disposed to Issuer

Transaction value
$3,380,726
Shares
-53,031
Change %
-100%
Price
$63.75
Shares after
0
Date
22 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
0
Exercise price
Footnotes
F4
PLAN transaction Derivative

Restricted Stock Units

Disposed to Issuer

Transaction value
$8,905,875
Shares
-139,700
Change %
-100%
Price
$63.75
Shares after
0
Date
22 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
69,850
Exercise price
Footnotes
F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

William Schuh is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 5 footnotes

Footnote F1

Represents 3,644 shares of the Issuer's common stock awarded to the Reporting Person upon the vesting of a portion of an award of performance stock units ("PSUs") in connection with the closing of the transactions contemplated by the Merger Agreement (as defined below) and an additional 7,288 PSUs subject to the award that were converted into a right to receive a cash payment equal to product of $63.75 and that number of PSUs , subject to the Reporting Person's continued service with the Company less all applicable deductions and withholdings required to be withheld in respect of such payment.

Footnote F2

The shares were disposed of pursuant to the Agreement and Plan of Merger, dated as of March 20, 2022, as amended by that certain Amendment to the Agreement and Plan of Merger, dated as of June 6, 2022 (the "Merger Agreement") by and among the Issuer, Anaplan Holdings, LLC (f/k/a Alpine Parent, LLC), a Delaware limited liability company, and Alpine Merger Sub, Inc., a Delaware corporation, whereby, immediately prior to the effective time of the merger contemplated therein (the "Effective Time"), all issued and outstanding shares of Issuer common stock were converted into the right to receive $63.75 per share in cash and, when so converted, automatically cancelled.

Footnote F3

The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock. The RSUs were subject to performance-based and/or service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

Footnote F4

The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs, which were subject to service-based conditions with one-eighth of the RSUs vesting on December 10, 2022 and the remainder vesting in 14 equal quarterly installments. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

Footnote F5

The Reporting Person was granted PSUs, each of which represents a contingent right to receive one share of Common Stock. The PSUs were subject to service-based and performance-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding PSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested PSUs shall be subject to the Reporting Person's continued service with the Company. 69,850 PSUs subject to award were cancelled for no consideration.

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