William Schuh - 10 Jun 2022 Form 4 Insider Report for Anaplan, Inc.

Role: Chief Revenue Officer
Signature: /s/ Gary Spiegel, Attorney-in-Fact
Issuer symbol: N/A
Transactions as of: 10 Jun 2022
Net transactions value: -$206,211
Form type: 4
Filing time: 14 Jun 2022, 20:27:23 UTC
Previous filing: 12 Apr 2022
Next filing: 27 Jun 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PLAN	Common Stock	Options Exercise		+5,432	+24%		27,672	10 Jun 2022	Direct	F1, F2
transaction	PLAN	Common Stock	Options Exercise		+2,050	+7.4%		29,722	10 Jun 2022	Direct	F1
transaction	PLAN	Common Stock	Sale	$141,809	-2,257	-7.6%	$62.83	27,465	13 Jun 2022	Direct	F3, F4
transaction	PLAN	Common Stock	Sale	$64,402	-1,025	-3.7%	$62.83	26,440	13 Jun 2022	Direct	F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PLAN	Restricted Stock Units	Options Exercise	$0	-5,432	-12%	$0.000000	38,030	10 Jun 2022	Common Stock	5,432		Direct	F5
transaction	PLAN	Restricted Stock Units	Options Exercise	$0	-2,050	-8.3%	$0.000000	22,547	10 Jun 2022	Common Stock	2,050		Direct	F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Reporting Person received restricted stock units ("RSUs") that represent a contingent right to receive one share of Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.
F2	Includes 550 shares acquired by the Reporting Person pursuant to the Issuer's 2018 Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c).
F3	The sales reported represent shares of Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.
F4	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $62.83 to $63.145, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F5	The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest over 3 years with 8/36ths of the RSUs vesting on September 10, 2021, and the remainder vesting in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date, shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F6	The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest over 4 years with 25% of the RSUs vesting on March 10, 2022, and the remainder vesting in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date, shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.