Key facts
- This page summarizes Charles P. Nelson's Form 4 filing for Voya Financial, Inc. (VOYA).
- 1 reported transaction and 4 derivative rows are listed below.
- Accepted by SEC: 18 Apr 2023, 19:11.
Charles P. Nelson - 14 Apr 2023 Form 4 Insider Report for Voya Financial, Inc. (VOYA)
- Reporting relationship
- Vice Chairman
- Issuer ticker
- VOYA
- Reported as of
- 14 Apr 2023
- Net transaction value
- +$608
- SEC form
- 4
- Accepted by SEC
- 18 Apr 2023, 19:11:39 UTC
- Prior SEC filing
- 03 Apr 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ My Chi To, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Charles P. Nelson filed Form 4 for Voya Financial, Inc. (VOYA) on 18 Apr 2023.
Change
- Previous filing in this sequence was filed on 03 Apr 2023.
- Current net transaction value: +$608.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
VOYA
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 203,024
- Date
- 14 Apr 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
VOYA
transaction
Derivative
Deferred Savings Plan Issuer Stock Units
Award
- Transaction value
- $608
- Shares
- +8
- Change %
- +0.14%
- Price
- $74.74
- Shares after
- 5,730
- Date
- 14 Apr 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 8
- Exercise price
- Footnotes
- F1
VOYA
holding
Derivative
Performance Stock Unit
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 63,066
- Date
- 14 Apr 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 63,066
- Exercise price
- Footnotes
- F2
VOYA
holding
Derivative
Performance-Based Stock Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 182,374
- Date
- 14 Apr 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 182,374
- Exercise price
- Footnotes
- F3
VOYA
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 36,211
- Date
- 14 Apr 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 36,211
- Exercise price
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
Footnote F2
The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
Footnote F3
The options vest based on the conditions set forth in their respective agreements.
Footnote F4
The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.
SEC remarks
Vice Chairman