Charles P. Nelson - Mar 31, 2023 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Vice Chairman
Signature
/s/ My Chi To, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Mar 31, 2023
Transactions value $
$608
Form type
4
Date filed
4/3/2023, 04:10 PM
Previous filing
Mar 17, 2023
Next filing
Apr 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VOYA Common Stock 203K Mar 31, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Deferred Savings Plan Issuer Stock Units Award $608 +8.51 +0.15% $71.46 5.72K Mar 31, 2023 Common Stock 8.51 Direct F1, F2
holding VOYA Performance Stock Unit 63.1K Mar 31, 2023 Common Stock 63.1K Direct F3
holding VOYA Performance-Based Stock Options 182K Mar 31, 2023 Common Stock 182K Direct F4
holding VOYA Restricted Stock Units 36.2K Mar 31, 2023 Common Stock 36.2K Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F2 Includes dividend of 15.059 shares.
F3 The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F4 The options vest based on the conditions set forth in their respective agreements.
F5 The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.

Remarks:

Vice Chairman