Michael R. Foley - 06 Mar 2023 Form 4 Insider Report for SERA PROGNOSTICS, INC. (SERA)

Reporting relationship: Chief Medical Officer
Issuer ticker: SERA
Reported as of: 06 Mar 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 07 Mar 2023, 18:49:22 UTC
Prior SEC filing: 31 Jan 2022
Next SEC filing: 12 Jul 2023
Source filing: View source filing
Reporting owner signature: /s/ Benjamin G. Jackson, Attorney-in-fact

Key filing fact

Michael R. Foley filed Form 4 for SERA PROGNOSTICS, INC. (SERA) on 07 Mar 2023.

Key facts

This page summarizes Michael R. Foley's Form 4 filing for SERA PROGNOSTICS, INC. (SERA).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 07 Mar 2023, 18:49.

Change

Previous filing in this sequence was filed on 31 Jan 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SERA transaction

Class A Common Stock

Award

Transaction value: $0
Shares: +27,000
Change %
Price: $0.000000
Shares after: 27,000
Date: 06 Mar 2023
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SERA transaction Derivative

Stock Option (right to buy)

Award

Transaction value: $0
Shares: +42,700
Change %
Price: $0.000000
Shares after: 42,700
Date: 06 Mar 2023
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 42,700
Exercise price: $3.80
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over four years as follows: 1/4 of the original grant amount vests in annual installments for four years following the vesting commencement date, which is March 6, 2023, subject to the reporting person continuing to provide services to the issuer.

Footnote F2

These stock options vest over four years as follows: 1/48 of the original grant amount vests in monthly installments for four years following the vesting commencement date, which is March 6, 2023, subject to the reporting person continuing to provide services to the issuer.