Key facts
- This page summarizes Redpoint Omega II, LLC's Form 4 filing for HashiCorp, Inc..
- 8 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 06 Feb 2023, 20:16.
Redpoint Omega II, LLC - 02 Feb 2023 Form 4 Insider Report for HashiCorp, Inc.
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 02 Feb 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 06 Feb 2023, 20:16:21 UTC
- Prior SEC filing
- 09 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- Redpoint Omega II, LLC, by /s/ Scott Raney, Managing Director
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Redpoint Omega II, LLC filed Form 4 for HashiCorp, Inc. on 06 Feb 2023.
Change
- Previous filing in this sequence was filed on 09 Jun 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HCP
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- Shares
- +4,155,918
- Change %
- Price
- Shares after
- 4,155,918
- Date
- 02 Feb 2023
- Ownership
- By Redpoint Omega II, L.P.
- Footnotes
- F1, F2
HCP
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- Shares
- +128,532
- Change %
- Price
- Shares after
- 128,532
- Date
- 02 Feb 2023
- Ownership
- By Redpoint Omega Associates II, LLC
- Footnotes
- F1, F3
HCP
transaction
Class A Common Stock
Other
- Transaction value
- $0
- Shares
- -4,155,918
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 02 Feb 2023
- Ownership
- By Redpoint Omega II, L.P.
- Footnotes
- F2, F4
HCP
transaction
Class A Common Stock
Other
- Transaction value
- $0
- Shares
- -128,532
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 02 Feb 2023
- Ownership
- By Redpoint Omega Associates II, LLC
- Footnotes
- F3, F5
HCP
transaction
Class A Common Stock
Other
- Transaction value
- $0
- Shares
- +1,070,149
- Change %
- Price
- $0.000000
- Shares after
- 1,070,149
- Date
- 02 Feb 2023
- Ownership
- By Redpoint Omega II, LLC
- Footnotes
- F6, F7
HCP
transaction
Class A Common Stock
Other
- Transaction value
- $0
- Shares
- -1,070,149
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 02 Feb 2023
- Ownership
- By Redpoint Omega II, LLC
- Footnotes
- F7, F8
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HCP
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- -4,155,918
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 8,311,834
- Date
- 02 Feb 2023
- Ownership
- By Redpoint Omega II, L.P.
- Underlying class
- Class A Common Stock
- Underlying amount
- 4,155,918
- Exercise price
- Footnotes
- F1, F2
HCP
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- -128,532
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 257,062
- Date
- 02 Feb 2023
- Ownership
- By Redpoint Omega Associates II, LLC
- Underlying class
- Class A Common Stock
- Underlying amount
- 128,532
- Exercise price
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Redpoint Omega II, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 8 footnotes
Footnote F1
Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date.
Footnote F2
The shares are held of record by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC") is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
Footnote F3
The shares are held of record by Redpoint Omega Associates II, LLC ("ROA II"). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
Footnote F4
Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RO II to its general partner and limited partners without additional consideration.
Footnote F5
Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by ROA II to its members without additional consideration.
Footnote F6
Represents receipt of shares in the distribution in kind described in footnote (4).
Footnote F7
The shares are held of record by RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
Footnote F8
Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RO II LLC to its members without additional consideration.