Redpoint Omega II, LLC - Jun 7, 2022 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
10%+ Owner
Signature
Redpoint Omega II, LLC, by /s/ Scott Raney, Managing Director
Stock symbol
HCP
Transactions as of
Jun 7, 2022
Transactions value $
$0
Form type
4
Date filed
6/9/2022, 04:07 PM
Previous filing
Dec 15, 2021
Next filing
Feb 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Conversion of derivative security +4.16M 4.16M Jun 7, 2022 By Redpoint Omega II, L.P. F1, F2
transaction HCP Class A Common Stock Conversion of derivative security +129K 129K Jun 7, 2022 By Redpoint Omega Associates II, LLC F1, F3
transaction HCP Class A Common Stock Other $0 -4.16M -100% $0.00* 0 Jun 7, 2022 By Redpoint Omega II, L.P. F4
transaction HCP Class A Common Stock Other $0 -129K -100% $0.00* 0 Jun 7, 2022 By Redpoint Omega Associates II, LLC F5
transaction HCP Class A Common Stock Other $0 +1.07M $0.00 1.07M Jun 7, 2022 By Redpoint Omega II, LLC F6, F7
transaction HCP Class A Common Stock Other $0 -1.07M -100% $0.00* 0 Jun 7, 2022 By Redpoint Omega II, LLC F7, F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Class B Common Stock Conversion of derivative security $0 -4.16M -25% $0.00 12.5M Jun 7, 2022 Class A Common Stock 4.16M By Redpoint Omega II, L.P. F1, F2
transaction HCP Class B Common Stock Conversion of derivative security $0 -129K -25% $0.00 386K Jun 7, 2022 Class A Common Stock 129K By Redpoint Omega Associates II, LLC F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date.
F2 The shares are held of record by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC") is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
F3 The shares are held of record by Redpoint Omega Associates II, LLC ("ROA II"). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
F4 Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RO II to its general partner and limited partners without additional consideration.
F5 Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by ROA II to its members without additional consideration.
F6 Represents receipt of shares in the distribution in kind described in footnote (4).
F7 The shares are held of record by RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
F8 Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RO II LLC to its members without additional consideration.