Key facts
- This page summarizes Steven Hochberg's Form 4/A - Amendment filing for SLR Investment Corp. (SLRC).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 24 May 2023, 16:05.
Steven Hochberg - 16 Nov 2022 Form 4/A - Amendment Insider Report for SLR Investment Corp. (SLRC)
- Reporting relationship
- Director
- Issuer ticker
- SLRC
- Reported as of
- 16 Nov 2022
- Net transaction value
- -$42,038
- SEC form
- 4/A - Amendment
- Accepted by SEC
- 24 May 2023, 16:05:35 UTC
- Original report date
- 18 Nov 2022
- Prior SEC filing
- 15 Nov 2022
- Next SEC filing
- 03 Apr 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Steven Hochberg
Source evidence
Original filing metadata and source links for verification.
6 source fields
Reporting owner
1 detail
Key filing fact
Steven Hochberg filed Form 4/A - Amendment for SLR Investment Corp. (SLRC) on 24 May 2023.
Change
- Previous filing in this sequence was filed on 15 Nov 2022.
- Current net transaction value: -$42,038.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SLRC
transaction
Common Stock
Sale
- Transaction value
- $42,038
- Shares
- -3,000
- Change %
- -52%
- Price
- $14.01
- Shares after
- 2,742
- Date
- 16 Nov 2022
- Ownership
- Direct
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. The reported price for the share sales made on November 16, 2022 is based on prices ranging from a low of $13.9700 per share to a high of $14.0700 per share. The reporting person undertakes to provide to SLR Investment Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth above.
Footnote F2
This amendment to the Form 4 filed on November 18, 2022 is being filed to remove the disclosure of 19,258 shares of common stock of the Issuer that are held by an entity for which the reporting person is a managing trustee. Such shares were previously included in the Form 4 filed on November 18, 2022 by the reporting person but were not required to be included in the Form 4 filed on November 18, 2022 because the reporting person has no pecuniary interest in the 19,258 shares held by the entity for which the reporting person is a managing trustee. The reporting person is not deemed the beneficial owner of the securities held by this entity and does not need to report the securities held by this entity on his beneficial ownership reports. No other changes are being made hereby.