Key facts
- This page summarizes Scott S. Slater's Form 4 filing for CADIZ INC (CDZI).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 17 Jul 2023, 08:46.
Scott S. Slater - 13 Jul 2023 Form 4 Insider Report for CADIZ INC (CDZI)
- Reporting relationship
- Chief Executive Officer, Director
- Issuer ticker
- CDZI
- Reported as of
- 13 Jul 2023
- Net transaction value
- +$49,000
- SEC form
- 4
- Accepted by SEC
- 17 Jul 2023, 08:46:18 UTC
- Prior SEC filing
- 22 Mar 2023
- Next SEC filing
- 27 Mar 2024
- Source filing
- View source filing
- Reporting owner signature
- Scott S. Slater
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Scott S. Slater filed Form 4 for CADIZ INC (CDZI) on 17 Jul 2023.
Change
- Previous filing in this sequence was filed on 22 Mar 2023.
- Current net transaction value: +$49,000.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CDZI
transaction
Common Stock
Purchase
- Transaction value
- $49,000
- Shares
- +14,000
- Change %
- +13%
- Price
- $3.50
- Shares after
- 123,881
- Date
- 13 Jul 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CDZI
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 85,000
- Date
- 13 Jul 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 85,000
- Exercise price
- Footnotes
- F1, F2, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Previously reported.
Footnote F2
Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Cadiz Inc. common stock.
Footnote F3
These RSUs will vest upon the Company's entering into final binding water supply arrangement for delivery of at least 9,500 acre-feet per year, subject to the Reporting Person's continuing employment as of such vesting event.
Footnote F4
The Reporting Person disclaims beneficial ownership of these securities until such time, and to the extent, that ownership of these securities has vested