Key facts
- This page summarizes Thomas A. Wagner's Form 4 filing for BROADWIND, INC. (BWEN).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 08 Sep 2023, 17:01.
Thomas A. Wagner - 06 Sep 2023 Form 4 Insider Report for BROADWIND, INC. (BWEN)
- Reporting relationship
- Director
- Issuer ticker
- BWEN
- Reported as of
- 06 Sep 2023
- Net transaction value
- -$39,926
- SEC form
- 4
- Accepted by SEC
- 08 Sep 2023, 17:01:20 UTC
- Prior SEC filing
- 13 Jul 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Thomas A. Ciccone as Attorney-in-Fact for Thomas A. Wagner pursuant to Power of Attorney previously filed
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Thomas A. Wagner filed Form 4 for BROADWIND, INC. (BWEN) on 08 Sep 2023.
Change
- Previous filing in this sequence was filed on 13 Jul 2023.
- Current net transaction value: -$39,926.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BWEN
transaction
Common Stock
Sale
- Transaction value
- $39,926
- Shares
- -10,000
- Change %
- -11%
- Price
- $3.99
- Shares after
- 83,683
- Date
- 06 Sep 2023
- Ownership
- Direct
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
This transaction was executed in multiple trades at prices ranging from $3.98 to $4.04; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Company, or a security holder of the Company.
Footnote F2
Includes 12,165 restricted stock units that vest on 5/25/24.