Neil P. Ayotte - 03 Mar 2023 Form 4 Insider Report for Nuwellis, Inc. (NUWE)

Reporting relationship: SVP, Secretary, GC & CCO
Issuer ticker: NUWE
Reported as of: 03 Mar 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 07 Mar 2023, 16:14:06 UTC
Prior SEC filing: 04 Mar 2022
Source filing: View source filing
Reporting owner signature: /s/ Neil P. Ayotte

Key filing fact

Neil P. Ayotte filed Form 4 for Nuwellis, Inc. (NUWE) on 07 Mar 2023.

Key facts

This page summarizes Neil P. Ayotte's Form 4 filing for Nuwellis, Inc. (NUWE).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 07 Mar 2023, 16:14.

Change

Previous filing in this sequence was filed on 04 Mar 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NUWE transaction Derivative

Incentive Stock Option (right to buy)

Award

Transaction value: $0
Shares: +8,640
Change %
Price: $0.000000
Shares after: 8,640
Date: 03 Mar 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 8,640
Exercise price: $7.72
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant.