Gary B. Smith - 05 Aug 2021 Form 4 Insider Report for COMMVAULT SYSTEMS INC (CVLT)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
09 Aug 2021, 17:12:46 UTC
Prior SEC filing
05 Aug 2021
Next SEC filing
19 Aug 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Warren H. Mondschein, Attorney-in-Fact

Key filing fact

Gary B. Smith filed Form 4 for COMMVAULT SYSTEMS INC (CVLT) on 09 Aug 2021.

Key facts

  • This page summarizes Gary B. Smith's Form 4 filing for COMMVAULT SYSTEMS INC (CVLT).
  • 7 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 09 Aug 2021, 17:12.

Change

  • Previous filing in this sequence was filed on 05 Aug 2021.
  • Current net transaction value: -$1,410,810.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CVLT transaction

Common Stock

Options Exercise

Transaction value
$311,625
Shares
+7,500
Change %
+15%
Price
$41.55
Shares after
56,707
Date
05 Aug 2021
Ownership
Direct
CVLT transaction

Common Stock

Options Exercise

Transaction value
$320,460
Shares
+6,000
Change %
+11%
Price
$53.41
Shares after
62,707
Date
05 Aug 2021
Ownership
Direct
CVLT transaction

Common Stock

Options Exercise

Transaction value
$233,500
Shares
+5,000
Change %
+8%
Price
$46.70
Shares after
67,707
Date
05 Aug 2021
Ownership
Direct
CVLT transaction

Common Stock

Sale

Transaction value
$1,410,810
Shares
-18,500
Change %
-27%
Price
$76.26
Shares after
49,207
Date
05 Aug 2021
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CVLT transaction Derivative

Options to Purchase Common Stock

Options Exercise

Transaction value
$311,625
Shares
-7,500
Change %
-100%
Price
$41.55
Shares after
0
Date
05 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,500
Exercise price
$41.55
Footnotes
F2
CVLT transaction Derivative

Options to Purchase Common Stock

Options Exercise

Transaction value
$320,460
Shares
-6,000
Change %
-100%
Price
$53.41
Shares after
0
Date
05 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
6,000
Exercise price
$53.41
Footnotes
F2
CVLT transaction Derivative

Options to Purchase Common Stock

Options Exercise

Transaction value
$233,500
Shares
-5,000
Change %
-100%
Price
$46.70
Shares after
0
Date
05 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,000
Exercise price
$46.70
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.13 and $76.45, inclusive.

Footnote F2

The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.

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