GARY B. SMITH - 02 Aug 2021 Form 4 Insider Report for CIENA CORP (CIEN)

Role
President, CEO, Director
Signature
By: Michelle Rankin For: Gary B. Smith
Issuer symbol
CIEN
Transactions as of
02 Aug 2021
Net transactions value
-$581,475
Form type
4
Filing time
05 Aug 2021, 08:01:36 UTC
Previous filing
23 Jul 2021
Next filing
09 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Sale $291,274 -5,000 -1.4% $58.25 360,530 02 Aug 2021 Direct F1, F2, F3
transaction CIEN Common Stock Sale $290,200 -5,000 -1.4% $58.04 355,530 03 Aug 2021 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.
F2 Reflects the weighted average sales price with transactions in a range of sales from $57.80 to $58.74. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
F3 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F4 Reflects the weighted average sales price with transactions in a range of sales from $57.50 to $58.34. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.