Key facts
- This page summarizes L. John Doerr's Form 4 filing for QuantumScape Corp (QS).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 17 Dec 2021, 17:00.
L. John Doerr - 15 Dec 2021 Form 4 Insider Report for QuantumScape Corp (QS)
- Reporting relationship
- Director
- Issuer ticker
- QS
- Reported as of
- 15 Dec 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 17 Dec 2021, 17:00:26 UTC
- Prior SEC filing
- 13 Dec 2021
- Next SEC filing
- 14 Feb 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Michael O. McCarthy III, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
L. John Doerr filed Form 4 for QuantumScape Corp (QS) on 17 Dec 2021.
Change
- Previous filing in this sequence was filed on 13 Dec 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
QS
transaction
Class A Common Stock
Award
- Transaction value
- $0
- Shares
- +5,294
- Change %
- Price
- $0.000000
- Shares after
- 5,294
- Date
- 15 Dec 2021
- Ownership
- Direct
- Footnotes
- F1
QS
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 554,241
- Date
- 15 Dec 2021
- Ownership
- see footnote
- Footnotes
- F2
QS
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 47,568
- Date
- 15 Dec 2021
- Ownership
- see footnote
- Footnotes
- F3
QS
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,468
- Date
- 15 Dec 2021
- Ownership
- see footnote
- Footnotes
- F4
QS
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 42,617
- Date
- 15 Dec 2021
- Ownership
- see footnote
- Footnotes
- F5
QS
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 42,617
- Date
- 15 Dec 2021
- Ownership
- see footnote
- Footnotes
- F6
QS
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,671,587
- Date
- 15 Dec 2021
- Ownership
- see footnote
- Footnotes
- F7
QS
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 117,800
- Date
- 15 Dec 2021
- Ownership
- see footnote
- Footnotes
- F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 8 footnotes
Footnote F1
On December 15, the Issuer granted an RSU to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the first quarterly vesting date following the one-year anniversary of the grant date, subject to the Reporting Person's continued service as of the vesting date.
Footnote F2
Shares are held by Vallejo Ventures Trust for which the Reporting Person and his spouse serve as trustee.
Footnote F3
The sole member of KPIC, LLC is Vallejo Ventures Trust. The Reporting Person is a trustee of the Vallejo Ventures Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Footnote F4
The managing member of Lupum Ventures, LLC is Vallejo Ventures Trust. The Reporting Person is a trustee of the Vallejo Ventures Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Footnote F5
Shares are held by The Austin 1999 Trust Dated May 25, 1999 for which the Reporting Person serves as trustee.
Footnote F6
Shares are held by The Hampton 1999 Trust Dated May 25, 1999 for which the Reporting Person serves as trustee.
Footnote F7
The sole member of Portico Libre, LLC is Vallejo Ventures Trust. The Reporting Person is a trustee of the Vallejo Ventures Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Footnote F8
The shares are held directly by KPCB XIV Associates, LLC ("KPCB XIV Associates"). The Reporting Person is a managing member of KPCB XIV Associates and may be deemed to share voting and investment power over the securities held by KPCB XIV Associates. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein