L. John Doerr - 09 Dec 2021 Form 4 Insider Report for QuantumScape Corp (QS)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
13 Dec 2021, 18:00:43 UTC
Prior SEC filing
10 Dec 2021
Next SEC filing
17 Dec 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Michael O. McCarthy III, attorney-in-fact

Key filing fact

L. John Doerr filed Form 4 for QuantumScape Corp (QS) on 13 Dec 2021.

Key facts

  • This page summarizes L. John Doerr's Form 4 filing for QuantumScape Corp (QS).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 13 Dec 2021, 18:00.

Change

  • Previous filing in this sequence was filed on 10 Dec 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

QS transaction

Class A Common Stock

Other

Transaction value
$0
Shares
-126,880
Change %
-52%
Price
$0.000000
Shares after
117,800
Date
09 Dec 2021
Ownership
see footnote
Footnotes
F1, F2
QS transaction

Class A Common Stock

Other

Transaction value
$0
Shares
+54,619
Change %
+11%
Price
$0.000000
Shares after
554,241
Date
09 Dec 2021
Ownership
see footnote
Footnotes
F3, F4
QS holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
47,568
Date
09 Dec 2021
Ownership
see footnote
Footnotes
F5
QS holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,468
Date
09 Dec 2021
Ownership
see footnote
Footnotes
F6
QS holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
42,617
Date
09 Dec 2021
Ownership
see footnote
Footnotes
F7
QS holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
42,617
Date
09 Dec 2021
Ownership
see footnote
Footnotes
F8
QS holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,671,587
Date
09 Dec 2021
Ownership
see footnote
Footnotes
F9
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 9 footnotes

Footnote F1

Represents a pro-rata in-kind distribution of Common Stock of the Issuer by KPCB XIV Associates, LLC (KPCB XIV Associates) without consideration to its members (the "Associates Distribution").

Footnote F2

The shares are held directly by KPCB XIV Associates. The Reporting Person is a managing member of KPCB XIV Associates and may be deemed to share voting and investment power over the securities held by KPCB XIV Associates. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Footnote F3

Represents the receipt of shares of Common Stock of the Issuer by virtue of the Associates Distribution

Footnote F4

Shares are held by Vallejo Ventures Trust for which the Reporting Person and his spouse serve as trustee.

Footnote F5

The sole member of KPIC, LLC is Vallejo Ventures Trust. The Reporting Person is a trustee of the Vallejo Ventures Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Footnote F6

The managing member of Lupum Ventures, LLC is Vallejo Ventures Trust. The Reporting Person is a trustee of the Vallejo Ventures Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Footnote F7

Shares are held by The Austin 1999 Trust Dated May 25, 1999 for which the Reporting Person serves as trustee.

Footnote F8

Shares are held by The Hampton 1999 Trust Dated May 25, 1999 for which the Reporting Person serves as trustee.

Footnote F9

The sole member of Portico Libre, LLC is Vallejo Ventures Trust. The Reporting Person is a trustee of the Vallejo Ventures Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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