Key facts
- This page summarizes Sanjay Kalra's Form 4/A - Amendment filing for HARMONIC INC (HLIT).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 15 Mar 2023, 19:32.
Sanjay Kalra - 01 Mar 2023 Form 4/A - Amendment Insider Report for HARMONIC INC (HLIT)
- Reporting relationship
- SVP and CFO
- Issuer ticker
- HLIT
- Reported as of
- 01 Mar 2023
- Net transaction value
- -$85,882
- SEC form
- 4/A - Amendment
- Accepted by SEC
- 15 Mar 2023, 19:32:33 UTC
- Original report date
- 03 Mar 2023
- Prior SEC filing
- 17 Feb 2023
- Next SEC filing
- 07 Mar 2023
- Source filing
- View source filing
- Reporting owner signature
- Laura Donovan By Attorney-in-Fact Laura Donovan
Source evidence
Original filing metadata and source links for verification.
6 source fields
Reporting owner
1 detail
Key filing fact
Sanjay Kalra filed Form 4/A - Amendment for HARMONIC INC (HLIT) on 15 Mar 2023.
Change
- Previous filing in this sequence was filed on 17 Feb 2023.
- Current net transaction value: -$85,882.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HLIT
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +12,500
- Change %
- +7.3%
- Price
- $0.000000
- Shares after
- 183,613
- Date
- 01 Mar 2023
- Ownership
- Direct
- Footnotes
- F1
HLIT
transaction
Common Stock
Tax liability
- Transaction value
- $85,882
- Shares
- -6,581
- Change %
- -3.6%
- Price
- $13.05
- Shares after
- 177,032
- Date
- 01 Mar 2023
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HLIT
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -12,500
- Change %
- -14%
- Price
- $0.000000
- Shares after
- 75,000
- Date
- 01 Mar 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 12,500
- Exercise price
- $0.000000
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Sanjay Kalra is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
This Form 4A corrects an error in the total number of shares beneficially owned by the Reporting Person, which was overstated by 22,707 shares in the initial Form 4 filing.
Footnote F2
Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.