Sanjay Kalra - 15 Feb 2023 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
SVP and CFO
Signature
/s/ Laura Donovan By Attorney-in-Fact: Laura Donovan
Issuer symbol
HLIT
Transactions as of
15 Feb 2023
Net transactions value
-$318,579
Form type
4
Filing time
17 Feb 2023, 16:22:16 UTC
Previous filing
05 Dec 2022
Next filing
15 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +42,420 +28% $0.000000 192,320 15 Feb 2023 Direct F1
transaction HLIT Common Stock Tax liability $318,579 -22,707 -12% $14.03 171,113 15 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Units Options Exercise $0 -10,448 -100% $0.000000* 0 15 Feb 2023 Common Stock 10,448 $0.000000 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -9,179 -20% $0.000000 36,718 15 Feb 2023 Common Stock 9,179 $0.000000 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -22,793 -33% $0.000000 45,585 15 Feb 2023 Common Stock 22,793 $0.000000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 1/3/2023.