Sanjay Kalra - Feb 15, 2023 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
SVP and CFO
Signature
/s/ Laura Donovan By Attorney-in-Fact: Laura Donovan
Stock symbol
HLIT
Transactions as of
Feb 15, 2023
Transactions value $
-$318,579
Form type
4
Date filed
2/17/2023, 04:22 PM
Previous filing
Dec 5, 2022
Next filing
Mar 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +42.4K +28.3% $0.00 192K Feb 15, 2023 Direct F1
transaction HLIT Common Stock Tax liability -$319K -22.7K -11.72% $14.03 171K Feb 15, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Units Options Exercise $0 -10.4K -100% $0.00* 0 Feb 15, 2023 Common Stock 10.4K $0.00 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -9.18K -20% $0.00 36.7K Feb 15, 2023 Common Stock 9.18K $0.00 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -22.8K -33.33% $0.00 45.6K Feb 15, 2023 Common Stock 22.8K $0.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 1/3/2023.