Yee Phong Thian - 08 Jul 2022 Form 4/A - Amendment Insider Report for RBB Bancorp (RBB)

Reporting relationship: Former President/CEO
Issuer ticker: RBB
Reported as of: 08 Jul 2022
Net transaction value: $0
SEC form: 4/A - Amendment
Accepted by SEC: 29 Jul 2022, 14:22:21 UTC
Original report date: 08 Jul 2022
Prior SEC filing: 17 Jun 2022
Source filing: View source filing
Reporting owner signature: /s/ Yee Phong Thian

Key filing fact

Yee Phong Thian filed Form 4/A - Amendment for RBB Bancorp (RBB) on 29 Jul 2022.

Key facts

This page summarizes Yee Phong Thian's Form 4/A - Amendment filing for RBB Bancorp (RBB).
0 reported transactions and 5 derivative rows are listed below.
Accepted by SEC: 29 Jul 2022, 14:22.

Change

Previous filing in this sequence was filed on 17 Jun 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RBB holding

Common Stock, No Par Value

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 517,302
Date: 08 Jul 2022
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RBB holding Derivative

Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 166,156
Date: 08 Jul 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 166,156
Exercise price: $11.15
Footnotes: F1

RBB holding Derivative

Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 10,763
Date: 08 Jul 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,763
Exercise price: $11.15
Footnotes: F2

RBB holding Derivative

Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 10,250
Date: 08 Jul 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,250
Exercise price: $13.21
Footnotes: F3

RBB holding Derivative

Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 10,000
Date: 08 Jul 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,000
Exercise price: $17.08
Footnotes: F4

RBB holding Derivative

Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 10,000
Date: 08 Jul 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,000
Exercise price: $18.25
Footnotes: F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Yee Phong Thian is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 5 footnotes

Footnote F1

These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.

Footnote F2

These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.

Footnote F3

These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.

Footnote F4

These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.

Footnote F5

These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.

SEC remarks

Amending to reflect accurate amount of options outstanding as of 7/8/2022.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. to update or revoke optional consent for future visits. For more information, see our Privacy Policy .