Yee Phong Thian - Jun 16, 2022 Form 4 Insider Report for RBB Bancorp (RBB)

Role
Former President/CEO
Signature
/s/ Yee Phong Thian
Stock symbol
RBB
Transactions as of
Jun 16, 2022
Transactions value $
-$784,674
Form type
4
Date filed
6/17/2022, 08:00 PM
Previous filing
Jun 16, 2022
Next filing
Jul 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $131K +11.8K +2.27% $11.15 529K Jun 16, 2022 Direct
transaction RBB Common Stock, No Par Value Sale -$238K -11.8K -2.22% $20.25 517K Jun 16, 2022 Direct
transaction RBB Common Stock, No Par Value Options Exercise $301K +27K +5.22% $11.15 544K Jun 16, 2022 Direct
transaction RBB Common Stock, No Par Value Sale -$546K -27K -4.96% $20.24 517K Jun 16, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Option (right to buy) Options Exercise -$432K -38.8K -18.92% $11.15 166K Jun 16, 2022 Common Stock 205K $11.15 Direct F1
holding RBB Option (right to buy) 10.8K Jun 16, 2022 Common Stock 10.8K $11.15 Direct F2
holding RBB Option (right to buy) 10.3K Jun 16, 2022 Common Stock 10.3K $13.21 Direct F3
holding RBB Option (right to buy) 10K Jun 16, 2022 Common Stock 10K $17.08 Direct F4
holding RBB Option (right to buy) 10K Jun 16, 2022 Common Stock 10K $18.25 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
F3 These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F4 These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
F5 These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.

Remarks:

Yee Phong Thian is reporting a cashless exercise and sale of a total of 38,763 shares.