Yee Phong Thian - 16 Jun 2022 Form 4 Insider Report for RBB Bancorp (RBB)

Role
Former President/CEO
Signature
/s/ Yee Phong Thian
Issuer symbol
RBB
Transactions as of
16 Jun 2022
Net transactions value
-$784,674
Form type
4
Filing time
17 Jun 2022, 20:00:47 UTC
Previous filing
16 Jun 2022
Next filing
29 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $131,155 +11,763 +2.3% $11.15 529,065 16 Jun 2022 Direct
transaction RBB Common Stock, No Par Value Sale $238,210 -11,763 -2.2% $20.25 517,302 16 Jun 2022 Direct
transaction RBB Common Stock, No Par Value Options Exercise $301,045 +27,000 +5.2% $11.15 544,302 16 Jun 2022 Direct
transaction RBB Common Stock, No Par Value Sale $546,464 -27,000 -5% $20.24 517,302 16 Jun 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Option (right to buy) Options Exercise $432,200 -38,763 -19% $11.15 166,156 16 Jun 2022 Common Stock 204,919 $11.15 Direct F1
holding RBB Option (right to buy) 10,763 16 Jun 2022 Common Stock 10,763 $11.15 Direct F2
holding RBB Option (right to buy) 10,250 16 Jun 2022 Common Stock 10,250 $13.21 Direct F3
holding RBB Option (right to buy) 10,000 16 Jun 2022 Common Stock 10,000 $17.08 Direct F4
holding RBB Option (right to buy) 10,000 16 Jun 2022 Common Stock 10,000 $18.25 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
F3 These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F4 These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
F5 These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.

Remarks:

Yee Phong Thian is reporting a cashless exercise and sale of a total of 38,763 shares.