Tammy Song - 13 May 2022 Form 4 Insider Report for RBB Bancorp (RBB)

Reporting relationship: Former EVP
Issuer ticker: RBB
Reported as of: 13 May 2022
Net transaction value: -$264,858
SEC form: 4
Accepted by SEC: 16 May 2022, 16:27:51 UTC
Prior SEC filing: 16 May 2022
Source filing: View source filing
Reporting owner signature: /s/ Tammy Song

Key filing fact

Tammy Song filed Form 4 for RBB Bancorp (RBB) on 16 May 2022.

Key facts

This page summarizes Tammy Song's Form 4 filing for RBB Bancorp (RBB).
6 reported transactions and 5 derivative rows are listed below.
Accepted by SEC: 16 May 2022, 16:27.

Change

Previous filing in this sequence was filed on 16 May 2022.
Current net transaction value: -$264,858.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RBB transaction

Common Stock, No Par Value

Options Exercise

Transaction value: $61,650
Shares: +3,000
Change %: +147%
Price: $20.55
Shares after: 5,035
Date: 13 May 2022
Ownership: Direct

RBB transaction

Common Stock, No Par Value

Sale

Transaction value: $62,108
Shares: -3,000
Change %: -60%
Price: $20.70
Shares after: 2,035
Date: 13 May 2022
Ownership: Direct

RBB transaction

Common Stock, No Par Value

Options Exercise

Transaction value: $133,300
Shares: +10,000
Change %: +491%
Price: $13.33
Shares after: 12,035
Date: 13 May 2022
Ownership: Direct

RBB transaction

Common Stock, No Par Value

Sale

Transaction value: $202,750
Shares: -10,000
Change %: -83%
Price: $20.28
Shares after: 2,035
Date: 13 May 2022
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RBB transaction Derivative

Option (right to buy)

Options Exercise

Transaction value: $61,650
Shares: -3,000
Change %: -50%
Price: $20.55
Shares after: 3,000
Date: 13 May 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 6,000
Exercise price: $20.55
Footnotes: F2

RBB transaction Derivative

Option (right to buy)

Options Exercise

Transaction value: $133,300
Shares: -10,000
Change %: -33%
Price: $13.33
Shares after: 20,000
Date: 13 May 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 30,000
Exercise price: $13.33
Footnotes: F3

RBB holding Derivative

Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,000
Date: 13 May 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,000
Exercise price: $18.38
Footnotes: F1

RBB holding Derivative

Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 30,000
Date: 13 May 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 30,000
Exercise price: $17.74
Footnotes: F4

RBB holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 690
Date: 13 May 2022
Ownership: Direct
Underlying class: Restricted Stock Units
Underlying amount: 690
Exercise price: $0.000000
Footnotes: F5, F6

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Tammy Song is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 6 footnotes

Footnote F1

These options vest in three equal annual installments beginning one year after the 01/23/2019 date of grant.

Footnote F2

These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.

Footnote F3

These options vest in three equal annual installments beginning one year after the 07/15/2020 date of grant.

Footnote F4

These options vest in three equal annual installments beginning one year after the 01/21/2021 date of grant.

Footnote F5

These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.

Footnote F6

There will be no expiration date once restricted stock units vest.

SEC remarks

Tammy Song is reporting a cashless exercise and sale of a total of 13,000 shares.