Mark McCord - 01 Mar 2023 Form 4 Insider Report for Cepton, Inc.

Reporting relationship: Chief Technology Officer
Issuer ticker: N/A
Reported as of: 01 Mar 2023
Net transaction value: -$10,100
SEC form: 4
Accepted by SEC: 02 Mar 2023, 16:00:21 UTC
Prior SEC filing: 24 Feb 2023
Source filing: View source filing
Reporting owner signature: /s/ Ming Qiu, Attorney-in-Fact for Mark McCord

Key filing fact

Mark McCord filed Form 4 for Cepton, Inc. on 02 Mar 2023.

Key facts

This page summarizes Mark McCord's Form 4 filing for Cepton, Inc..
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 02 Mar 2023, 16:00.

Change

Previous filing in this sequence was filed on 24 Feb 2023.
Current net transaction value: -$10,100.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CPTN transaction

Common Stock

Sale

Transaction value: $10,100
Shares: -10,000
Change %: -0.1%
Price: $1.01
Shares after: 10,389,248
Date: 01 Mar 2023
Ownership: See footnote
Footnotes: F1, F2

CPTN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 43,077
Date: 01 Mar 2023
Ownership: Direct

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022, the Reporting Person disposed of 10,000 shares of Common Stock in multiple trades at prices ranging from $1.00 to $1.01 per share. The price reported in Column 4 above reflects the weighted average sale price for the transaction, rounded to the nearest cent. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Footnote F2

The shares of Common Stock are held by the McCord Trust, of which the Reporting Person is a trustee.