Key facts
- This page summarizes Raghavendra Rau's Form 4 filing for QUANTUM CORP /DE/ (QMCO).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 26 Apr 2022, 19:58.
Raghavendra Rau - 22 Apr 2022 Form 4 Insider Report for QUANTUM CORP /DE/ (QMCO)
- Reporting relationship
- Director
- Issuer ticker
- QMCO
- Reported as of
- 22 Apr 2022
- Net transaction value
- +$100,001
- SEC form
- 4
- Accepted by SEC
- 26 Apr 2022, 19:58:11 UTC
- Prior SEC filing
- 05 Oct 2021
- Next SEC filing
- 03 May 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Josie Buensuceso, as Attorney-In-Fact for Raghavendra Rau
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Raghavendra Rau filed Form 4 for QUANTUM CORP /DE/ (QMCO) on 26 Apr 2022.
Change
- Previous filing in this sequence was filed on 05 Oct 2021.
- Current net transaction value: +$100,001.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
QMCO
transaction
Common Stock
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- $100,001
- Shares
- +44,445
- Change %
- +21%
- Price
- $2.25
- Shares after
- 257,874
- Date
- 22 Apr 2022
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
QMCO
transaction
Derivative
Subscription Rights (Rights to buy)
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- $0
- Shares
- -44,445
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 22 Apr 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 44,445
- Exercise price
- $2.25
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
Exercise of irrevocable subscription rights to acquire shares of common stock at the closing of the Issuer's rights offering on April 22, 2022.