Aquilo Capital Management, LLC - 22 Sep 2022 Form 4 Insider Report for Spero Therapeutics, Inc. (SPRO)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
26 Sep 2022, 15:32:06 UTC
Prior SEC filing
28 Apr 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Aquilo Capital Management, LLC By: Marc Schneidman, its Managing Member, /s/ Marc Schneidman

Key filing fact

Aquilo Capital Management, LLC filed Form 4 for Spero Therapeutics, Inc. (SPRO) on 26 Sep 2022.

Key facts

  • This page summarizes Aquilo Capital Management, LLC's Form 4 filing for Spero Therapeutics, Inc. (SPRO).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 26 Sep 2022, 15:32.

Change

  • Previous filing in this sequence was filed on 28 Apr 2022.
  • Current net transaction value: -$4,279,612.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SPRO transaction

Common Stock, $0.001 par value

Sale

Transaction value
$3,005,303
Shares
-1,335,512
Change %
-25%
Price
$2.25
Shares after
3,985,719
Date
22 Sep 2022
Ownership
See Footnotes
Footnotes
F1, F2
SPRO transaction

Common Stock, $0.001 par value

Sale

Transaction value
$1,274,309
Shares
-566,284
Change %
-14%
Price
$2.25
Shares after
3,419,435
Date
22 Sep 2022
Ownership
See Footnotes
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Aquilo Capital Management, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein.

Footnote F2

Aquilo Capital, LP owns 2,176,470 of the 3,985,719 shares deemed to be beneficially owned by Aquilo Capital Management, LLC. Aquilo Capital, LP sold 1,335,512 shares in this transaction on 09/22/2022.

Footnote F3

Aquilo Capital, LP owns only 2,176,470 of the 3,419,435 shares deemed to be beneficially owned by Aquilo Capital Management, LLC. Aquilo Capital, LP did not sell any of the 566,284 shares sold in this transaction on 09/22/2022.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .