Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
3
Accepted by SEC
18 Nov 2022, 15:32:04 UTC
Prior SEC filing
17 Dec 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Jan M. Brockman

Key filing fact

Mutual of Omaha Insurance Co filed Form 3 for ClearBridge MLP & Midstream Fund Inc. on 18 Nov 2022.

Key facts

  • This page summarizes Mutual of Omaha Insurance Co's Form 3 filing for ClearBridge MLP & Midstream Fund Inc..
  • 0 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 18 Nov 2022, 15:32.

Change

  • Previous filing in this sequence was filed on 17 Dec 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CEM holding

ClearBridge MLP and Midstream Fund Inc.

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
71,429
Date
17 Nov 2022
Ownership
Direct
CEM holding

ClearBridge MLP and Midstream Fund Inc.

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
157,143
Date
17 Nov 2022
Ownership
acquired by United of Omaha Life Insurance Company a subsidiary
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

United of Omaha Life Insurance Company acquired 157,143 shares of Series L Mandatory Redeemable Preferred Stock on November 17, 2022. Mutual of Omaha Insurance Company is the parent company of United of Omaha Life Insurance Company.

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