Mutual of Omaha Insurance Co - Jul 28, 2021 Form 4 Insider Report for Kayne Anderson NextGen Energy & Infrastructure, Inc. (KMF)

Role
10%+ Owner
Signature
Jan M. Brockman
Stock symbol
KMF
Transactions as of
Jul 28, 2021
Transactions value $
$3,000,000
Form type
4
Date filed
12/17/2021, 05:03 PM
Previous filing
Dec 17, 2021
Next filing
Nov 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KMF Series J Mandatory Redeemable Preferred Shares Purchase $3M +120K +36.61% $25.00 448K Jul 28, 2021 subsidiary F1, F2
holding KMF Series H Mandatory Redeemable Preferred Stock 56.9K Jul 28, 2021 subsidiary F3
holding KMF Series H Mandatory Redeemable Preferred Shares 94.9K Jul 28, 2021 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 United of Omaha Life Insurance Company acquired 120,000 shares of Series J Mandatory Redeemable Preferred Shares on July 28, 2021.
F2 The 447,795 shares reported represent United of Omaha Insurance Company's ownership of 227,795 shares of Series H, 100,000 shares of Series I, and 120,000 shares of Series J. These shares are being reported as indirectly owned by Mutual of Omaha Insurance Company, the parent company of United of Omaha Life Insurance Company.
F3 Companion Life Insurance Company holds 56,948 shares of Series H Mandatory Redeemable Preferred Shares. Mutual of Omaha Insurance Company is the ultimate parent of Companion Life Insurance Company.
F4 Mutual of Omaha Insurance Company holds 94,914 shares of Series H Mandatory Redeemable Preferred Shares.