Chris Farinacci - 02 Aug 2021 Form 4 Insider Report for Asana, Inc. (ASAN)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
04 Aug 2021, 17:06:00 UTC
Prior SEC filing
02 Jul 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Katie Colendich, Attorney-in-Fact

Key filing fact

Chris Farinacci filed Form 4 for Asana, Inc. (ASAN) on 04 Aug 2021.

Key facts

  • This page summarizes Chris Farinacci's Form 4 filing for Asana, Inc. (ASAN).
  • 5 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 04 Aug 2021, 17:06.

Change

  • Previous filing in this sequence was filed on 02 Jul 2021.
  • Current net transaction value: -$1,799,262.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ASAN transaction

Class A Common Stock

Options Exercise

Transaction value
$24,247
Shares
+26,072
Change %
+9%
Price
$0.9300*
Shares after
315,072
Date
02 Aug 2021
Ownership
Direct
ASAN transaction

Class A Common Stock

Sale

Transaction value
$629,046
Shares
-9,110
Change %
-2.9%
Price
$69.05
Shares after
305,962
Date
02 Aug 2021
Ownership
Direct
Footnotes
F1, F2
ASAN transaction

Class A Common Stock

Sale

Transaction value
$775,740
Shares
-11,052
Change %
-3.6%
Price
$70.19
Shares after
294,910
Date
02 Aug 2021
Ownership
Direct
Footnotes
F1, F3
ASAN transaction

Class A Common Stock

Sale

Transaction value
$418,724
Shares
-5,910
Change %
-2%
Price
$70.85
Shares after
289,000
Date
02 Aug 2021
Ownership
Direct
Footnotes
F1, F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ASAN transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-26,072
Change %
-2.2%
Price
$0.000000
Shares after
1,182,443
Date
02 Aug 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
26,072
Exercise price
$0.9300
Footnotes
F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Footnote F2

The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $68.49 to $69.42 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F3

The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $69.54 to $70.53 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F4

The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $70.54 to $71.50 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F5

The shares subject to the option are fully vested and exercisable.

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