David Thomas Callachor - 05 Oct 2021 Form 4 Insider Report for S&W Seed Co (SANW)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
07 Oct 2021, 17:45:52 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Matthew Szot, Attorney-in-Fact

Key filing fact

David Thomas Callachor filed Form 4 for S&W Seed Co (SANW) on 07 Oct 2021.

Key facts

  • This page summarizes David Thomas Callachor's Form 4 filing for S&W Seed Co (SANW).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 07 Oct 2021, 17:45.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SANW transaction

Common Stock

Award

Transaction value
$0
Shares
+7,330
Change %
+22%
Price
$0.000000
Shares after
39,957
Date
05 Oct 2021
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SANW transaction Derivative

Stock option (right to buy)

Award

Transaction value
$0
Shares
+60,000
Change %
Price
$0.000000
Shares after
60,000
Date
05 Oct 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
60,000
Exercise price
$2.64
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents restricted stock unit award that vests in 12 quarterly installments over three years, commencing on January 1, 2022 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2024, subject to continued service with the Issuer on each respective vesting date.

Footnote F2

The options vest in 12 quarterly installments over three years, commencing on January 1, 2022 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2024, subject to continued service with the Issuer on each respective vesting date.

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