Ronald C. Edmonds - 09 Feb 2023 Form 4 Insider Report for DOW INC. (DOW)

Reporting relationship: Controller and Vice President
Issuer ticker: DOW
Reported as of: 09 Feb 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 13 Feb 2023, 20:10:41 UTC
Prior SEC filing: 10 Feb 2023
Next SEC filing: 15 Feb 2023
Source filing: View source filing
Reporting owner signature: /s/ Ronald C. Edmonds

Key filing fact

Ronald C. Edmonds filed Form 4 for DOW INC. (DOW) on 13 Feb 2023.

Key facts

This page summarizes Ronald C. Edmonds's Form 4 filing for DOW INC. (DOW).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 13 Feb 2023, 20:10.

Change

Previous filing in this sequence was filed on 10 Feb 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DOW transaction

Common Stock

Award

Transaction value: $0
Shares: +3,050
Change %: +30%
Price: $0.000000
Shares after: 13,292
Date: 09 Feb 2023
Ownership: Direct
Footnotes: F1, F2

DOW holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 30
Date: 09 Feb 2023
Ownership: By Trust

DOW holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 45
Date: 09 Feb 2023
Ownership: By Spouse

DOW holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 47,760
Date: 09 Feb 2023
Ownership: By Spouse Trust

DOW holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,117
Date: 09 Feb 2023
Ownership: By 401(k) Plan

DOW holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,459
Date: 09 Feb 2023
Ownership: By 401(k) Plan ESOP

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

DOW transaction Derivative

Non-Qualified Stock Option (Right to Buy)

Award

Transaction value: $0
Shares: +19,790
Change %
Price: $0.000000
Shares after: 19,790
Date: 09 Feb 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 19,790
Exercise price: $59.08
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Restricted stock units to be delivered in one installment on or about February 9, 2026, subject to continued employment.

Footnote F2

Total includes previously reported restricted stock units.

Footnote F3

This option will vest in three equal installments beginning on February 9, 2024. Option shares will be used to satisfy withholding taxes.

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