Ronald C. Edmonds - 08 Feb 2023 Form 4 Insider Report for DOW INC. (DOW)

Role
Controller and Vice President
Signature
/s/ Ronald C. Edmonds
Issuer symbol
DOW
Transactions as of
08 Feb 2023
Net transactions value
-$85,635
Form type
4
Filing time
10 Feb 2023, 15:20:28 UTC
Previous filing
06 Dec 2022
Next filing
13 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOW Common Stock Options Exercise $1,208,818 +25,551 +249% $47.31 35,793 08 Feb 2023 Direct
transaction DOW Common Stock Disposed to Issuer $1,294,453 -21,474 -60% $60.28 14,319 08 Feb 2023 Direct F1
transaction DOW Common Stock Gift $0 -4,077 -28% $0.000000 10,242 08 Feb 2023 Direct F2
transaction DOW Common Stock Gift $0 +4,077 +9.3% $0.000000 47,760 08 Feb 2023 By Spouse Trust
holding DOW Common Stock 45 08 Feb 2023 By Spouse
holding DOW Common Stock 30 08 Feb 2023 By Trust
holding DOW Common Stock 2,117 08 Feb 2023 By 401(k) Plan
holding DOW Common Stock 2,459 08 Feb 2023 By 401(k) Plan ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DOW Non-Qualified Stock Option (Right to Buy) Options Exercise $0 -25,551 -100% $0.000000* 0 08 Feb 2023 Common Stock 25,551 $47.31 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.
F2 Total includes previously reported restricted stock units.
F3 This option is fully vested and exercisable.