Ronald C. Edmonds - Feb 8, 2023 Form 4 Insider Report for DOW INC. (DOW)

Role: Controller and Vice President
Signature: /s/ Ronald C. Edmonds
Stock symbol: DOW
Transactions as of: Feb 8, 2023
Transactions value $: -$85,635
Form type: 4
Date filed: 2/10/2023, 03:20 PM
Previous filing: Dec 6, 2022
Next filing: Feb 13, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	DOW	Common Stock	Options Exercise	$1.21M	+25.6K	+249.47%	$47.31	35.8K	Feb 8, 2023	Direct
transaction	DOW	Common Stock	Disposed to Issuer	-$1.29M	-21.5K	-59.99%	$60.28	14.3K	Feb 8, 2023	Direct	F1
transaction	DOW	Common Stock	Gift	$0	-4.08K	-28.47%	$0.00	10.2K	Feb 8, 2023	Direct	F2
transaction	DOW	Common Stock	Gift	$0	+4.08K	+9.33%	$0.00	47.8K	Feb 8, 2023	By Spouse Trust
holding	DOW	Common Stock						45.4	Feb 8, 2023	By Spouse
holding	DOW	Common Stock						30	Feb 8, 2023	By Trust
holding	DOW	Common Stock						2.12K	Feb 8, 2023	By 401(k) Plan
holding	DOW	Common Stock						2.46K	Feb 8, 2023	By 401(k) Plan ESOP

Showing 1 to 8 of 8 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	DOW	Non-Qualified Stock Option (Right to Buy)	Options Exercise	$0	-25.6K	-100%	$0.00^*	0	Feb 8, 2023	Common Stock	25.6K	$47.31	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.
F2	Total includes previously reported restricted stock units.
F3	This option is fully vested and exercisable.