Dustin Tacker - 07 Apr 2023 Form 4 Insider Report for MINIM, INC. (MINM)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
10 Apr 2023, 16:15:06 UTC
Prior SEC filing
12 Jan 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Dustin Tacker

Key filing fact

Dustin Tacker filed Form 4 for MINIM, INC. (MINM) on 10 Apr 2023.

Key facts

  • This page summarizes Dustin Tacker's Form 4 filing for MINIM, INC. (MINM).
  • 1 reported transaction and 4 derivative rows are listed below.
  • Accepted by SEC: 10 Apr 2023, 16:15.

Change

  • Previous filing in this sequence was filed on 12 Jan 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MINM transaction

Common Stock

Options Exercise

Transaction value
Shares
+1,324
Change %
+25%
Price
Shares after
6,621
Date
14 Mar 2023
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MINM holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
40,000
Date
07 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
40,000
Exercise price
$2.70
Footnotes
F2
MINM holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
10,000
Date
07 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
10,000
Exercise price
$3.44
Footnotes
F3
MINM holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
14,565
Date
07 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
14,565
Exercise price
Footnotes
F4
MINM holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
53,814
Date
07 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
53,814
Exercise price
Footnotes
F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Restricted Stock Units convert into common stock on a one-for-one basis.

Footnote F2

Partially exercisable as of vest date of 11/21/2022, will be fully vested on 9/21/2024.

Footnote F3

Partially exercisable as of the vest date of 12/4/2022, will be fully vested on 2/4/2025.

Footnote F4

Restricted Stock Units that have not vested, will fully vest on 12/14/2025.

Footnote F5

Restricted Stock Units that have not vested, will fully vest on 8/16/2026.

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