Dustin Tacker - Jan 10, 2023 Form 4 Insider Report for MINIM, INC. (MINM)

Role
CHIEF FINANCIAL OFFICER
Signature
/s/ Dustin Tacker
Stock symbol
MINM
Transactions as of
Jan 10, 2023
Transactions value $
$0
Form type
4
Date filed
1/12/2023, 12:18 PM
Previous filing
Aug 17, 2022
Next filing
Apr 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MINM Common Stock Options Exercise +5.3K 5.3K Dec 14, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MINM Stock Option (Right to Buy) 40K Jan 10, 2023 Common Stock 40K $2.70 Direct F2
holding MINM Stock Option (Right to Buy) 10K Jan 10, 2023 Common Stock 10K $3.44 Direct F3
holding MINM Restricted Stock Units 15.9K Jan 10, 2023 Common Stock 15.9K Direct F4
holding MINM Restricted Stock Units 53.8K Jan 10, 2023 Common Stock 53.8K Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units convert into common stock on a one-for-one basis.
F2 Partially exercisable as of vest date of 11/21/2022, will be fully vested on 9/21/2024.
F3 Partially exercisable as of the vest date of 12/4/2022, will be fully vested on 2/4/2025.
F4 Restricted Stock Units that have not vested, will fully vest on 12/14/2025.
F5 Restricted Stock Units that have not vested, will fully vest on 8/16/2026.