Daniel M. Grow - 07 May 2021 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
07 May 2021, 18:41:15 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Daniel Grow

Key filing fact

Daniel M. Grow filed Form 4 for ETHAN ALLEN INTERIORS INC (ETD) on 07 May 2021.

Key facts

  • This page summarizes Daniel M. Grow's Form 4 filing for ETHAN ALLEN INTERIORS INC (ETD).
  • 5 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 07 May 2021, 18:41.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$30,015.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ETD transaction

Common Stock

Options Exercise

Transaction value
$28,605
Shares
+1,500
Change %
+50%
Price
$19.07
Shares after
4,500
Date
07 May 2021
Ownership
Direct
ETD transaction

Common Stock

Options Exercise

Transaction value
$20,630
Shares
+1,000
Change %
+22%
Price
$20.63
Shares after
5,500
Date
07 May 2021
Ownership
Direct
ETD transaction

Common Stock

Sale

Transaction value
$79,250
Shares
-2,500
Change %
-45%
Price
$31.70
Shares after
3,000
Date
07 May 2021
Ownership
Direct
ETD holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,284
Date
07 May 2021
Ownership
Shares held in Ethan Allen 401(K) Plan

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ETD transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-1,500
Change %
-100%
Price
$0.000000*
Shares after
0
Date
07 May 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,500
Exercise price
$19.07
Footnotes
F1
ETD transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-1,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
07 May 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,000
Exercise price
$20.63
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The stock option granted on July 26, 2011 vested ratably over four years.

Footnote F2

The stock option granted on July 31, 2012 vested ratably over four years.

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