Key facts
- This page summarizes Joseph S. Spence Jr.'s Form 3 filing for Vivakor, Inc. (VIVK).
- 0 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 28 Feb 2022, 20:30.
Joseph S. Spence Jr. - 11 Feb 2022 Form 3 Insider Report for Vivakor, Inc. (VIVK)
- Reporting relationship
- Director
- Issuer ticker
- VIVK
- Reported as of
- 11 Feb 2022
- Net transaction value
- $0
- Reporting owner signature
- /s/ Matthew Nicosia, Attorney-in-Fact for Joseph Spence
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Joseph S. Spence Jr. filed Form 3 for Vivakor, Inc. (VIVK) on 28 Feb 2022.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
VIVK
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,334
- Date
- 11 Feb 2022
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
VIVK
holding
Derivative
Option to purchase Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 11 Feb 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 33,333
- Exercise price
- $12.00
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Shares of common stock, par value $0.001 per share (the "Common Stock").
Footnote F2
8,333 options to purchase Common Stock (the "Options") of Vivkaor, Inc. vested on November 1, 2020 (the "Grant Date"). The remaining 25,000 Options vest ratably at a rate of 33.3% annually beginning on the first anniversary of the Grant Date.
SEC remarks
Exhibit 24 - Power of Attorney