John L. Berisford - 04 Aug 2022 Form 4 Insider Report for S&P Global Inc. (SPGI)

Reporting relationship: Executive Advisor
Issuer ticker: SPGI
Reported as of: 04 Aug 2022
Net transaction value: -$4,984,406
SEC form: 4
Accepted by SEC: 08 Aug 2022, 10:37:58 UTC
Prior SEC filing: 03 Mar 2022
Next SEC filing: 26 Jun 2023
Source filing: View source filing
Reporting owner signature: /s/ Alma Montanez, Attorney-in-Fact

Key filing fact

John L. Berisford filed Form 4 for S&P Global Inc. (SPGI) on 08 Aug 2022.

Key facts

This page summarizes John L. Berisford's Form 4 filing for S&P Global Inc. (SPGI).
6 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 08 Aug 2022, 10:37.

Change

Previous filing in this sequence was filed on 03 Mar 2022.
Current net transaction value: -$4,984,406.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SPGI transaction

Common Stock

Sale

Transaction value: $1,140,335
Shares: -3,100
Change %: -8.2%
Price: $367.85
Shares after: 34,780
Date: 04 Aug 2022
Ownership: Direct

SPGI transaction

Common Stock

Sale

Transaction value: $147,400
Shares: -400
Change %: -1.2%
Price: $368.50
Shares after: 34,380
Date: 04 Aug 2022
Ownership: Direct

SPGI transaction

Common Stock

Sale

Transaction value: $36,964
Shares: -100
Change %: -0.29%
Price: $369.64
Shares after: 34,280
Date: 04 Aug 2022
Ownership: Direct

SPGI transaction

Common Stock

Sale

Transaction value: $555,810
Shares: -1,500
Change %: -4.4%
Price: $370.54
Shares after: 32,780
Date: 04 Aug 2022
Ownership: Direct
Footnotes: F1

SPGI transaction

Common Stock

Sale

Transaction value: $2,464,995
Shares: -6,634
Change %: -20%
Price: $371.57
Shares after: 26,146
Date: 04 Aug 2022
Ownership: Direct
Footnotes: F2

SPGI transaction

Common Stock

Sale

Transaction value: $638,901
Shares: -1,716
Change %: -6.6%
Price: $372.32
Shares after: 24,430
Date: 04 Aug 2022
Ownership: Direct
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SPGI holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 784
Date: 04 Aug 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 784
Exercise price: $0.000000
Footnotes: F4, F5

SPGI holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,920
Date: 04 Aug 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,920
Exercise price: $0.000000
Footnotes: F4, F6

SPGI holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,109
Date: 04 Aug 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,109
Exercise price: $0.000000
Footnotes: F4, F7

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $370.00 to $370.95, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Footnote F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $371.08 to $371.99, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $372.10 to $372.85, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Footnote F4

Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

Footnote F5

As previously reported, the reporting person was granted 2,304 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Footnote F6

As previously reported, the reporting person was granted 1,920 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2022, 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Footnote F7

As previously reported, the reporting person was granted 1,654 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.