John L. Berisford - 01 Mar 2022 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role: President, S&P Ratings
Signature: /s/ Alma Montanez, Attorney-in-Fact
Issuer symbol: SPGI
Transactions as of: 01 Mar 2022
Net transactions value: -$1,923,997
Form type: 4
Filing time: 03 Mar 2022, 18:05:19 UTC
Previous filing: 04 Jan 2022
Next filing: 08 Aug 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SPGI	Common Stock	Award	$0	+9,765	+30%	$0.000000	42,806	01 Mar 2022	Direct	F1
transaction	SPGI	Common Stock	Tax liability	$1,923,997	-4,926	-12%	$390.58	37,880	01 Mar 2022	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SPGI	Restricted Stock Units	Award	$0	+1,920		$0.000000	1,920	01 Mar 2022	Common Stock	1,920	$0.000000	Direct	F3, F4
holding	SPGI	Restricted Stock Units						784	01 Mar 2022	Common Stock	784	$0.000000	Direct	F3, F5
holding	SPGI	Restricted Stock Units						1,109	01 Mar 2022	Common Stock	1,109	$0.000000	Direct	F3, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.
F2	Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.
F3	Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F4	The reporting person was granted 1,920 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2022, 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5	As previously reported, the reporting person was granted 2,304 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F6	As previously reported, the reporting person was granted 1,654 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.