Scott A. Rosenberg - 01 Jun 2022 Form 4 Insider Report for ROKU, INC (ROKU)

Reporting relationship: GM, Sr. VP Platform Business
Issuer ticker: ROKU
Reported as of: 01 Jun 2022
Net transaction value: -$450,545
SEC form: 4
Accepted by SEC: 03 Jun 2022, 18:51:47 UTC
Prior SEC filing: 03 Mar 2022
Source filing: View source filing
Reporting owner signature: /s/ Christy Lillquist, attorney-in-fact

Key filing fact

Scott A. Rosenberg filed Form 4 for ROKU, INC (ROKU) on 03 Jun 2022.

Key facts

This page summarizes Scott A. Rosenberg's Form 4 filing for ROKU, INC (ROKU).
4 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 03 Jun 2022, 18:51.

Change

Previous filing in this sequence was filed on 03 Mar 2022.
Current net transaction value: -$450,545.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ROKU transaction

Class A Common Stock

Options Exercise

Transaction value: $0
Shares: +4,849
Change %: +6.4%
Price: $0.000000
Shares after: 80,633
Date: 01 Jun 2022
Ownership: Direct

ROKU transaction

Class A Common Stock

Sale

Transaction value: $182,803
Shares: -1,957
Change %: -2.4%
Price: $93.41
Shares after: 78,676
Date: 02 Jun 2022
Ownership: Direct
Footnotes: F1

ROKU transaction

Class A Common Stock

Sale

Transaction value: $267,741
Shares: -2,892
Change %: -3.7%
Price: $92.58
Shares after: 75,784
Date: 03 Jun 2022
Ownership: Direct
Footnotes: F2

ROKU holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 26,253
Date: 01 Jun 2022
Ownership: Rosenberg 2021 Gift Trust

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ROKU transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value: $0
Shares: -4,849
Change %: -50%
Price: $0.000000
Shares after: 4,849
Date: 01 Jun 2022
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 4,849
Exercise price: $0.000000
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

Footnote F2

Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan.

Footnote F3

This RSU vests ratably in 4 quarterly installments. The first installment vested on November 15, 2021.