Key facts
- This page summarizes Sandy L. Shoemaker's Form 4 filing for SOBR Safe, Inc. (SOBR).
- 3 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 21 Jun 2022, 18:37.
Sandy L. Shoemaker - 07 Dec 2021 Form 4 Insider Report for SOBR Safe, Inc. (SOBR)
- Reporting relationship
- Director
- Issuer ticker
- SOBR
- Reported as of
- 07 Dec 2021
- Net transaction value
- +$50,001
- Reporting owner signature
- /s/ Sandy Shoemaker
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Sandy L. Shoemaker filed Form 4 for SOBR Safe, Inc. (SOBR) on 21 Jun 2022.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: +$50,001.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SOBR
transaction
Common Stock
Other
- Transaction value
- $47,060
- Shares
- +11,765
- Change %
- Price
- $4.00
- Shares after
- 11,765
- Date
- 18 May 2022
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SOBR
transaction
Derivative
Common Stock Warrants
Other
- Transaction value
- $2,941
- Shares
- +23,530
- Change %
- Price
- $0.1250*
- Shares after
- 23,530
- Date
- 18 May 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 23,530
- Exercise price
- $4.25
- Footnotes
- F1
SOBR
transaction
Derivative
Stock Options
Award
- Transaction value
- Shares
- +25,000
- Change %
- Price
- Shares after
- 25,000
- Date
- 07 Dec 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 25,000
- Exercise price
- $10.06
- Footnotes
- F2, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Mrs. Shoemaker acquired the 11,765 Units for $50,000 in the Issuer's recent $10 million firm underwritten public offering, with each Unit consisting of one share of Issuer's common stock and two warrants, each to purchase one share of the Issuer's common stock at $4.25. The price per Unit was $4.25, with $4.00 of the Unit price attributed to the share of common stock and $0.125 of the Unit price attributed to each warrant.
Footnote F2
Adjusted for the 1-for-3 reverse stock split of the Issuer's common stock effected April 28, 2022.
Footnote F3
The stock options vest as to 4,167 shares each quarter for four quarters after the grant date and then as to 2,084 shares each quarter for an additional four quarters.
Footnote F4
Issued to Mrs. Shoemaker for agreeing to serve on the Issuer's Board of Directors and for agreeing to be the chairperson of the Audit Committee of the Issuer's Board of Directors.