CNH Capital Co Ltd - 19 Mar 2021 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Reporting relationship: 10%+ Owner
Issuer ticker: PUBM
Reported as of: 19 Mar 2021
Net transaction value: +$9,298,327
SEC form: 4
Accepted by SEC: 22 Mar 2022, 17:48:21 UTC
Prior SEC filing: 22 Mar 2022
Source filing: View source filing
Reporting owner signature: CNH Capital Co., Ltd., By: /s/ Woo Seob Kwak, Chief Executive Officer

Key filing fact

CNH Capital Co Ltd filed Form 4 for PubMatic, Inc. (PUBM) on 22 Mar 2022.

Key facts

This page summarizes CNH Capital Co Ltd's Form 4 filing for PubMatic, Inc. (PUBM).
45 reported transactions and 15 derivative rows are listed below.
Accepted by SEC: 22 Mar 2022, 17:48.

Change

Previous filing in this sequence was filed on 22 Mar 2022.
Current net transaction value: +$9,298,327.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

This filing has been restated. Open the amended filing.

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PUBM transaction

Class A Common Stock

Purchase

Transaction value: $171,350
Shares: +5,000
Change %: +3.8%
Price: $34.27
Shares after: 137,050
Date: 24 May 2021
Ownership: See Note
Footnotes: F3, F5

PUBM transaction

Class A Common Stock

Purchase

Transaction value: $409,200
Shares: +12,000
Change %: +1.6%
Price: $34.10
Shares after: 750,000
Date: 24 May 2021
Ownership: See Note
Footnotes: F4

PUBM transaction

Class A Common Stock

Purchase

Transaction value: $168,150
Shares: +5,000
Change %: +3.6%
Price: $33.63
Shares after: 142,050
Date: 25 May 2021
Ownership: See Note
Footnotes: F3, F6

PUBM transaction

Class A Common Stock

Purchase

Transaction value: $326,300
Shares: +10,000
Change %: +1.3%
Price: $32.63
Shares after: 760,000
Date: 25 May 2021
Ownership: See Note
Footnotes: F4

PUBM transaction

Class A Common Stock

Purchase

Transaction value: $162,600
Shares: +5,000
Change %: +33%
Price: $32.52
Shares after: 20,000
Date: 26 May 2021
Ownership: See Note
Footnotes: F1, F7

PUBM transaction

Class A Common Stock

Purchase

Transaction value: $340,000
Shares: +10,000
Change %: +1.3%
Price: $34.00
Shares after: 765,000
Date: 26 May 2021
Ownership: See Note
Footnotes: F4

PUBM transaction

Class A Common Stock

Purchase

Transaction value: $1,095,500
Shares: +35,000
Change %: +4.6%
Price: $31.30
Shares after: 800,000
Date: 27 May 2021
Ownership: See Note
Footnotes: F4

PUBM transaction

Class A Common Stock

Purchase

Transaction value: $310,600
Shares: +10,000
Change %: +7%
Price: $31.06
Shares after: 152,050
Date: 28 May 2021
Ownership: See Note
Footnotes: F3, F8

PUBM transaction

Class A Common Stock

Purchase

Transaction value: $147,850
Shares: +5,000
Change %: +0.62%
Price: $29.57
Shares after: 805,000
Date: 28 May 2021
Ownership: See Note
Footnotes: F4

PUBM transaction

Class A Common Stock

Purchase

Transaction value: $275,077
Shares: +9,350
Change %: +6.1%
Price: $29.42
Shares after: 161,400
Date: 01 Jun 2021
Ownership: See Note
Footnotes: F3, F9

PUBM transaction

Class A Common Stock

Purchase

Transaction value: $19,500
Shares: +650
Change %: +0.4%
Price: $30.00
Shares after: 162,050
Date: 01 Jun 2021
Ownership: See Note
Footnotes: F3

PUBM transaction

Class A Common Stock

Purchase

Transaction value: $131,490
Shares: +4,500
Change %: +22%
Price: $29.22
Shares after: 24,500
Date: 01 Jun 2021
Ownership: See Note
Footnotes: F1, F10

PUBM transaction

Class A Common Stock

Purchase

Transaction value: $15,005
Shares: +500
Change %: +2%
Price: $30.01
Shares after: 25,000
Date: 01 Jun 2021
Ownership: See Note
Footnotes: F1

PUBM transaction

Class A Common Stock

Purchase

Transaction value: $291,800
Shares: +10,000
Change %: +1.2%
Price: $29.18
Shares after: 815,000
Date: 01 Jun 2021
Ownership: See Note
Footnotes: F4

PUBM transaction

Class A Common Stock

Purchase

Transaction value: $144,800
Shares: +5,000
Change %: +3.1%
Price: $28.96
Shares after: 167,050
Date: 02 Jun 2021
Ownership: See Note
Footnotes: F3, F11

PUBM transaction

Class A Common Stock

Purchase

Transaction value: $295,300
Shares: +10,000
Change %: +1.2%
Price: $29.53
Shares after: 825,000
Date: 02 Jun 2021
Ownership: See Note
Footnotes: F4

PUBM transaction

Class A Common Stock

Purchase

Transaction value: $287,400
Shares: +10,000
Change %: +6%
Price: $28.74
Shares after: 177,050
Date: 03 Jun 2021
Ownership: See Note
Footnotes: F3, F12

PUBM transaction

Class A Common Stock

Purchase

Transaction value: $284,200
Shares: +10,000
Change %: +1.2%
Price: $28.42
Shares after: 835,000
Date: 03 Jun 2021
Ownership: See Note
Footnotes: F4

PUBM transaction

Class A Common Stock

Purchase

Transaction value: $244,905
Shares: +8,700
Change %: +4.9%
Price: $28.15
Shares after: 185,750
Date: 04 Jun 2021
Ownership: See Note
Footnotes: F3, F13

PUBM transaction

Class A Common Stock

Purchase

Transaction value: $37,713
Shares: +1,300
Change %: +0.7%
Price: $29.01
Shares after: 187,050
Date: 04 Jun 2021
Ownership: See Note
Footnotes: F3, F14

PUBM transaction

Class A Common Stock

Purchase

Transaction value: $136,750
Shares: +5,000
Change %: +0.6%
Price: $27.35
Shares after: 840,000
Date: 04 Jun 2021
Ownership: See Note
Footnotes: F4

PUBM transaction

Class A Common Stock

Purchase

Transaction value: $137,300
Shares: +5,000
Change %: +2.7%
Price: $27.46
Shares after: 192,050
Date: 07 Jun 2021
Ownership: See Note
Footnotes: F3, F15

PUBM transaction

Class A Common Stock

Purchase

Transaction value: $68,975
Shares: +2,500
Change %: +10%
Price: $27.59
Shares after: 27,500
Date: 07 Jun 2021
Ownership: See Note
Footnotes: F1, F16

PUBM transaction

Class A Common Stock

Purchase

Transaction value: $86,370
Shares: +3,000
Change %: +0.36%
Price: $28.79
Shares after: 843,000
Date: 07 Jun 2021
Ownership: See Note
Footnotes: F4

PUBM transaction

Class A Common Stock

Purchase

Transaction value: $150,200
Shares: +5,000
Change %: +2.6%
Price: $30.04
Shares after: 197,050
Date: 08 Jun 2021
Ownership: See Note
Footnotes: F3, F17

PUBM transaction

Class A Common Stock

Purchase

Transaction value: $212,450
Shares: +7,000
Change %: +0.83%
Price: $30.35
Shares after: 850,000
Date: 08 Jun 2021
Ownership: See Note
Footnotes: F4

PUBM transaction

Class A Common Stock

Purchase

Transaction value: $168,600
Shares: +5,000
Change %: +18%
Price: $33.72
Shares after: 32,500
Date: 14 Jun 2021
Ownership: See Note
Footnotes: F1, F18

PUBM transaction

Class A Common Stock

Purchase

Transaction value: $166,900
Shares: +5,000
Change %: +15%
Price: $33.38
Shares after: 37,500
Date: 15 Jun 2021
Ownership: See Note
Footnotes: F1, F19

PUBM transaction

Class A Common Stock

Purchase

Transaction value: $100,421
Shares: +3,022
Change %: +8.1%
Price: $33.23
Shares after: 40,522
Date: 16 Jun 2021
Ownership: See Note
Footnotes: F1, F20

PUBM transaction

Class A Common Stock

Purchase

Transaction value: $67,173
Shares: +1,978
Change %: +4.9%
Price: $33.96
Shares after: 42,500
Date: 16 Jun 2021
Ownership: See Note
Footnotes: F1, F21

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PUBM transaction Derivative

Contract For Difference

Purchase

Transaction value: $145,500
Shares: +3,000
Change %: +23%
Price: $48.50
Shares after: 16,000
Date: 24 Mar 2021
Ownership: See Note
Underlying class: Class A Common Stock
Underlying amount: 3,000
Exercise price
Footnotes: F1, F31

PUBM transaction Derivative

Contract For Difference

Purchase

Transaction value: $230,000
Shares: +5,000
Change %: +10%
Price: $46.00
Shares after: 53,500
Date: 30 Mar 2021
Ownership: See Note
Underlying class: Class A Common Stock
Underlying amount: 5,000
Exercise price
Footnotes: F2, F31

PUBM transaction Derivative

Contract For Difference

Purchase

Transaction value: $315,000
Shares: +7,000
Change %: +16%
Price: $45.00
Shares after: 50,463
Date: 30 Mar 2021
Ownership: See Note
Underlying class: Class A Common Stock
Underlying amount: 7,000
Exercise price
Footnotes: F3, F31

PUBM transaction Derivative

Contract For Difference

Purchase

Transaction value: $138,900
Shares: +3,000
Change %: +5.9%
Price: $46.30
Shares after: 53,463
Date: 30 Mar 2021
Ownership: See Note
Underlying class: Class A Common Stock
Underlying amount: 3,000
Exercise price
Footnotes: F3, F31

PUBM transaction Derivative

Contract For Difference

Purchase

Transaction value: $28,459
Shares: +539
Change %: +1%
Price: $52.80
Shares after: 54,002
Date: 16 Apr 2021
Ownership: See Note
Underlying class: Class A Common Stock
Underlying amount: 539
Exercise price
Footnotes: F3, F31

PUBM transaction Derivative

Contract For Difference

Purchase

Transaction value: $773,664
Shares: +14,461
Change %: +27%
Price: $53.50
Shares after: 68,463
Date: 16 Apr 2021
Ownership: See Note
Underlying class: Class A Common Stock
Underlying amount: 14,461
Exercise price
Footnotes: F3, F22, F31

PUBM transaction Derivative

Contract For Difference

Purchase

Transaction value: $279,700
Shares: +5,000
Change %: +7.3%
Price: $55.94
Shares after: 73,463
Date: 16 Apr 2021
Ownership: See Note
Underlying class: Class A Common Stock
Underlying amount: 5,000
Exercise price
Footnotes: F3, F23, F31

PUBM transaction Derivative

Contract For Difference

Purchase

Transaction value: $188,050
Shares: +5,000
Change %: +31%
Price: $37.61
Shares after: 21,000
Date: 12 May 2021
Ownership: See Note
Underlying class: Class A Common Stock
Underlying amount: 5,000
Exercise price
Footnotes: F1, F24, F31

PUBM transaction Derivative

Contract For Difference

Purchase

Transaction value: $72,500
Shares: +2,500
Change %: +12%
Price: $29.00
Shares after: 23,500
Date: 02 Jun 2021
Ownership: See Note
Underlying class: Class A Common Stock
Underlying amount: 2,500
Exercise price
Footnotes: F1, F25, F31

PUBM transaction Derivative

Contract For Difference

Purchase

Transaction value: $143,700
Shares: +5,000
Change %: +21%
Price: $28.74
Shares after: 28,500
Date: 03 Jun 2021
Ownership: See Note
Underlying class: Class A Common Stock
Underlying amount: 5,000
Exercise price
Footnotes: F1, F26, F31

PUBM transaction Derivative

Contract For Difference

Purchase

Transaction value: $143,800
Shares: +5,000
Change %: +12%
Price: $28.76
Shares after: 45,500
Date: 03 Jun 2021
Ownership: See Note
Underlying class: Class A Common Stock
Underlying amount: 5,000
Exercise price
Footnotes: F4, F27, F31

PUBM transaction Derivative

Contract For Difference

Purchase

Transaction value: $69,625
Shares: +2,500
Change %: +8.8%
Price: $27.85
Shares after: 31,000
Date: 04 Jun 2021
Ownership: See Note
Underlying class: Class A Common Stock
Underlying amount: 2,500
Exercise price
Footnotes: F1, F31

PUBM transaction Derivative

Contract For Difference

Purchase

Transaction value: $71,750
Shares: +2,500
Change %: +8.1%
Price: $28.70
Shares after: 33,500
Date: 04 Jun 2021
Ownership: See Note
Underlying class: Class A Common Stock
Underlying amount: 2,500
Exercise price
Footnotes: F1, F28, F31

PUBM transaction Derivative

Contract For Difference

Purchase

Transaction value: $75,050
Shares: +2,500
Change %: +7.5%
Price: $30.02
Shares after: 36,000
Date: 08 Jun 2021
Ownership: See Note
Underlying class: Class A Common Stock
Underlying amount: 2,500
Exercise price
Footnotes: F1, F29, F31

PUBM transaction Derivative

Contract For Difference

Purchase

Transaction value: $168,750
Shares: +5,000
Change %: +11%
Price: $33.75
Shares after: 50,500
Date: 16 Jun 2021
Ownership: See Note
Underlying class: Class A Common Stock
Underlying amount: 5,000
Exercise price
Footnotes: F4, F30, F31

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

CNH Capital Co Ltd is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 31 footnotes

Footnote F1

Directly by Granite Holdings Co, Ltd. (?Granite?). CNH Co., Ltd. (?CNH?) is a subsidiary of Granite. Each of CNH Capital Co., Ltd. (?CNH Capital?) and CNH Hospitality Co., Ltd. (?CNH Hospitality?) is a subsidiary of CNH. Duk Ho Cho is the majority shareholder of Granite and chairperson of CNH. Because of the relationships described herein, Mr. Cho may be deemed to beneficially own the securities beneficially owned by Granite, Granite may be deemed to beneficially own the securities beneficially owned by CNH and CNH may be deemed to beneficially own the securities held by each of CNH Capital and CNH Hospitality. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Footnote F2

Directly held by CNH.

Footnote F3

Directly held by CNH Capital.

Footnote F4

Directly held by Duk Ho Cho.

Footnote F5

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.11 to $34.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

Footnote F6

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.51 to $34.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

Footnote F7

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.30 to $32.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

Footnote F8

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.90 to $31.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

Footnote F9

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.98 to $29.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

Footnote F10

Footnote F11

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.70 to $29.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

Footnote F12

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.20 to $28.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

Footnote F13

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.85 to $28.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

Footnote F14

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.88 to $29.36, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

Footnote F15

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.00 to $27.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

Footnote F16

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.30 to $27.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

Footnote F17

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.00 to $30.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

Footnote F18

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.20 to $34.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

Footnote F19

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.30 to $33.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

Footnote F20

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.80 to $33.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

Footnote F21

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.94 to $33.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

Footnote F22

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $53.00 to $54.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

Footnote F23

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $55.69 to $56.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

Footnote F24

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.35 to $37.88, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

Footnote F25

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.80 to $29.18, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

Footnote F26

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.50 to $28.8, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

Footnote F27

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.30 to $28.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

Footnote F28

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.30 to $29.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

Footnote F29

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.00 to $20.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

Footnote F30

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.68 to $33.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

Footnote F31

A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.