CNH Capital Co Ltd - Mar 4, 2021 Form 3 Insider Report for PubMatic, Inc. (PUBM)

Role
10%+ Owner
Signature
CNH Capital Co., Ltd., By: /s/ Woo Seob Kwak, Chief Executive Officer
Stock symbol
PUBM
Transactions as of
Mar 4, 2021
Transactions value $
$0
Form type
3
Date filed
3/22/2022, 05:46 PM
Next filing
Mar 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PUBM Class A Common Stock 630K Mar 4, 2021 See Note F5
holding PUBM Class A Common Stock 30K Mar 4, 2021 See Note F2
holding PUBM Class A Common Stock 55.1K Mar 4, 2021 See Note F3
holding PUBM Class A Common Stock 25K Mar 4, 2021 See Note F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PUBM Contract For Difference Mar 4, 2021 Class A Common Stock 40.5K See Note F5, F6
holding PUBM Contract For Difference Mar 4, 2021 Class A Common Stock 13K See Note F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Directly by Granite Holdings Co, Ltd. ("Granite"). CNH Co., Ltd. ("CNH") is a subsidiary of Granite. Each of CNH Capital Co., Ltd. ("CNH Capital") and CNH Hospitality Co., Ltd. ("CNH Hospitality") is a subsidiary of CNH. Duk Ho Cho is the majority shareholder of Granite and chairperson of CNH. Because of the relationships described herein, Mr. Cho may be deemed to beneficially own the securities beneficially owned by Granite, Granite may be deemed to beneficially own the securities beneficially owned by CNH and CNH may be deemed to beneficially own the securities held by each of CNH Capital and CNH Hospitality. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
F2 Directly held by CNH.
F3 Directly held by CNH Capital.
F4 Directly held by CNH Hospitality.
F5 Directly held by Duk Ho Cho
F6 A Contract For Differences ("CFD") is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.