CNH Capital Co Ltd - 04 Mar 2021 Form 3 Insider Report for PubMatic, Inc. (PUBM)

Role: 10%+ Owner
Signature: CNH Capital Co., Ltd., By: /s/ Woo Seob Kwak, Chief Executive Officer
Issuer symbol: PUBM
Transactions as of: 04 Mar 2021
Net transactions value: $0
Form type: 3
Filing time: 22 Mar 2022, 17:46:00 UTC
Next filing: 22 Mar 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	PUBM	Class A Common Stock						630,000	04 Mar 2021	See Note	F5
holding	PUBM	Class A Common Stock						30,000	04 Mar 2021	See Note	F2
holding	PUBM	Class A Common Stock						55,050	04 Mar 2021	See Note	F3
holding	PUBM	Class A Common Stock						25,000	04 Mar 2021	See Note	F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	PUBM	Contract For Difference							04 Mar 2021	Class A Common Stock	40,500		See Note	F5, F6
holding	PUBM	Contract For Difference							04 Mar 2021	Class A Common Stock	13,000		See Note	F1, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Directly by Granite Holdings Co, Ltd. ("Granite"). CNH Co., Ltd. ("CNH") is a subsidiary of Granite. Each of CNH Capital Co., Ltd. ("CNH Capital") and CNH Hospitality Co., Ltd. ("CNH Hospitality") is a subsidiary of CNH. Duk Ho Cho is the majority shareholder of Granite and chairperson of CNH. Because of the relationships described herein, Mr. Cho may be deemed to beneficially own the securities beneficially owned by Granite, Granite may be deemed to beneficially own the securities beneficially owned by CNH and CNH may be deemed to beneficially own the securities held by each of CNH Capital and CNH Hospitality. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
F2	Directly held by CNH.
F3	Directly held by CNH Capital.
F4	Directly held by CNH Hospitality.
F5	Directly held by Duk Ho Cho
F6	A Contract For Differences ("CFD") is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.