Howard Hartenbaum - 31 Dec 2021 Form 5 Insider Report for PubMatic, Inc. (PUBM)

Reporting relationship: 10%+ Owner
Issuer ticker: PUBM
Reported as of: 31 Dec 2021
Net transaction value: $0
SEC form: 5
Accepted by SEC: 14 Feb 2022, 12:09:16 UTC
Prior SEC filing: 12 Nov 2021
Next SEC filing: 29 Aug 2022
Source filing: View source filing
Reporting owner signature: /s/ Abigail Hipps, Attorney-in-Fact for Howard Hartenbaum

Key filing fact

Howard Hartenbaum filed Form 5 for PubMatic, Inc. (PUBM) on 14 Feb 2022.

Key facts

This page summarizes Howard Hartenbaum's Form 5 filing for PubMatic, Inc. (PUBM).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 14 Feb 2022, 12:09.

Change

Previous filing in this sequence was filed on 12 Nov 2021.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 5 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PUBM transaction

Class A Common Stock

Gift

Transaction value: $0
Shares: -20,000
Change %: -15%
Price: $0.000000
Shares after: 109,443
Date: 01 Sep 2021
Ownership: Direct
Footnotes: F1

PUBM holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 20,000
Date: 31 Dec 2021
Ownership: See footnote
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Howard Hartenbaum is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 1 footnote

Footnote F1

On September 1, 2021, the Reporting Person transferred 20,000 shares of PubMatic, Inc. Class A common stock to family trusts of which the Reporting Person is a trustee. The Reporting Person's immediate family are the sole beneficiaries of the trusts.