Howard Hartenbaum - Nov 10, 2021 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role
10%+ Owner
Signature
/s/ Abigail Hipps, Attorney-in-Fact for Howard Hartenbaum
Stock symbol
PUBM
Transactions as of
Nov 10, 2021
Transactions value $
-$787,002
Form type
4
Date filed
11/12/2021, 08:41 PM
Next filing
Feb 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PUBM Class A common stock Sale -$437K -11.2K -27.9% $39.16 28.8K Nov 10, 2021 Direct F1, F2
transaction PUBM Class A common stock Sale -$350K -8.84K -30.65% $39.59 20K Nov 10, 2021 Direct F2, F3
holding PUBM Class A common stock 389K Nov 10, 2021 See footnote F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.55 to $39.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Howard Hartenbaum on September 3, 2021.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.55 to $39.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund.