Key facts
- This page summarizes Christopher Edmonds-Waters's Form 4 filing for SVB FINANCIAL GROUP.
- 15 reported transactions and 7 derivative rows are listed below.
- Accepted by SEC: 04 May 2022, 21:00.
Christopher Edmonds-Waters - 02 May 2022 Form 4 Insider Report for SVB FINANCIAL GROUP
- Reporting relationship
- Chief Human Resources Officer
- Issuer ticker
- N/A
- Reported as of
- 02 May 2022
- Net transaction value
- -$388,183
- SEC form
- 4
- Accepted by SEC
- 04 May 2022, 21:00:59 UTC
- Prior SEC filing
- 02 Mar 2022
- Next SEC filing
- 05 May 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/Wei Sun, Attorney-in-Fact for Christopher Edmonds-Waters
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Christopher Edmonds-Waters filed Form 4 for SVB FINANCIAL GROUP on 04 May 2022.
Change
- Previous filing in this sequence was filed on 02 Mar 2022.
- Current net transaction value: -$388,183.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SIVB
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +1,028
- Change %
- +66%
- Price
- Shares after
- 2,579
- Date
- 01 May 2022
- Ownership
- Direct
- Footnotes
- F1
SIVB
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +154
- Change %
- +6%
- Price
- Shares after
- 2,733
- Date
- 01 May 2022
- Ownership
- Direct
- Footnotes
- F1
SIVB
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +253
- Change %
- +9.3%
- Price
- Shares after
- 2,986
- Date
- 01 May 2022
- Ownership
- Direct
- Footnotes
- F1
SIVB
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +135
- Change %
- +4.5%
- Price
- Shares after
- 3,121
- Date
- 01 May 2022
- Ownership
- Direct
- Footnotes
- F1
SIVB
transaction
Common Stock
Tax liability
- Transaction value
- $38,321
- Shares
- -77
- Change %
- -2.5%
- Price
- $497.67
- Shares after
- 3,044
- Date
- 01 May 2022
- Ownership
- Direct
- Footnotes
- F2
SIVB
transaction
Common Stock
Tax liability
- Transaction value
- $33,344
- Shares
- -67
- Change %
- -2.2%
- Price
- $497.67
- Shares after
- 2,977
- Date
- 01 May 2022
- Ownership
- Direct
- Footnotes
- F2
SIVB
transaction
Common Stock
Tax liability
- Transaction value
- $62,706
- Shares
- -126
- Change %
- -4.2%
- Price
- $497.67
- Shares after
- 2,851
- Date
- 01 May 2022
- Ownership
- Direct
- Footnotes
- F2
SIVB
transaction
Common Stock
Tax liability
- Transaction value
- $253,812
- Shares
- -510
- Change %
- -18%
- Price
- $497.67
- Shares after
- 2,341
- Date
- 01 May 2022
- Ownership
- Direct
- Footnotes
- F2
SIVB
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,005
- Date
- 02 May 2022
- Ownership
- By 401(k)/ESOP
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SIVB
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -135
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 May 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 135
- Exercise price
- Footnotes
- F1, F4
SIVB
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -1,028
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 May 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,028
- Exercise price
- Footnotes
- F1, F5
SIVB
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -154
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 154
- Date
- 01 May 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 154
- Exercise price
- Footnotes
- F1, F6
SIVB
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -253
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 505
- Date
- 01 May 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 253
- Exercise price
- Footnotes
- F1, F7
SIVB
transaction
Derivative
Performance Restricted Stock Unit
Award
- Transaction value
- $0
- Shares
- +1,600
- Change %
- Price
- $0.000000
- Shares after
- 1,600
- Date
- 02 May 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,600
- Exercise price
- Footnotes
- F8, F9
SIVB
transaction
Derivative
Restricted Stock Unit
Award
- Transaction value
- $0
- Shares
- +533
- Change %
- Price
- $0.000000
- Shares after
- 533
- Date
- 02 May 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 533
- Exercise price
- Footnotes
- F1, F10
SIVB
transaction
Derivative
Stock Option
Award
- Transaction value
- $0
- Shares
- +1,317
- Change %
- Price
- $0.000000
- Shares after
- 1,317
- Date
- 02 May 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,317
- Exercise price
- $497.67
- Footnotes
- F11
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 11 footnotes
Footnote F1
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
Footnote F10
Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
Footnote F11
Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
Footnote F2
Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
Footnote F3
The information in this report is based on 401(k)/ESOP Plan statement dated as of March 31, 2022.
Footnote F4
25%/4yr beginning on 01-May-2018.
Footnote F5
Restricted stock units are subject to cliff vest on May 1, 2022.
Footnote F6
25%/4yr beginning on 01-May-2019.
Footnote F7
25%/4yr beginning on 01-May-2020.
Footnote F8
Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
Footnote F9
Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting and scheduled to vest on January 31, 2025.